An introduction to LIGO–Virgo data analysis

LIGO and Virgo make their data open for anyone to try analysing [bonus note]. If you’re a student looking for a project, a teacher planning a class activity, or a scientist working on a paper, this data is waiting for you to use. Understanding how to analyse the data can be tricky. In this post, I’ll share some of the resources made by LIGO and Virgo to help introduce gravitational-wave analysis. These papers together should give you a good grounding in how to get started working with gravitational-wave data.

If you’d like a more in-depth understanding, I’d recommend visiting your local library for Michele Maggiore’s  Gravitational Waves: Volume 1.

The Data Analysis Guide

Title: A guide to LIGO-Virgo detector noise and extraction of transient gravitational-wave signals
arXiv:
1908.11170 [gr-qc]
Journal: Classical & Quantum Gravity; 37(5):055002(54); 2020
Tutorial notebook: GitHub;  Google Colab; Binder
Code repository: Data Guide
LIGO science summary: A guide to LIGO-Virgo detector noise and extraction of transient gravitational-wave signals

It took many decades to develop the technology necessary to build gravitational-wave detectors. Similarly, gravitational-wave data analysis has developed over many decades—I’d say LIGO analysis was really kicked off in the early 1990s by Kipp Thorne’s group. There are now hundreds of papers on various aspects of gravitational-wave analysis. If you are new to the area, where should you start? Don’t panic! For the binary sources discovered so far, this Data Analysis Guide has you covered.

More details: The Data Analysis Guide

The GWOSC Paper

Title: Open data from the first and second observing runs of Advanced LIGO and Advanced Virgo
arXiv:
1912.11716 [gr-qc]
Journal: SoftwareX; 13:100658(20); 2021
Website: Gravitational Wave Open Science Center
LIGO science summary: Open data from the first and second observing runs of Advanced LIGO and Advanced Virgo

Data from the LIGO and Virgo detectors is released by the Gravitational Wave Open Science Center (GWOSC, pronounced, unfortunately, as it is spelt). If you want to try analysing our delicious data yourself, either searching for signals or studying the signals we have found, GWOSC is the place to start. This paper outlines how these data are produced, going from our laser interferometers to your hard-drive. The paper specifically looks at the data released for our first and second observing runs (O1 and O2), however, GWOSC also host data from the initial detectors’ fifth science run (S5) and sixth science run (S6), and will be updated with new data in the future.

If you do use data from GWOSC, please remember to say thank you.

More details: The GWOSC Paper

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I thought I saw a 2! Credit: Fox

The Data Analysis Guide

Synopsis: Data Analysis Guide
Read this if: You want an introduction to signal analysis
Favourite part: This is a great resource for new students [bonus note]

Gravitational-wave detectors measure ripples in spacetime. They record a simple time series of the stretching and squeezing of space as a gravitational wave passes. Well, they measure that, plus a whole lot of noise. Most of the time it is just noise. How do we go from this time series to discoveries about the Universe’s black holes and neutron stars? This paper gives the outline, it covers (in order)

  1. An introduction to observations at the time of writing
  2. The basics of LIGO and Virgo data—what it is the we analyse
  3. The basics of detector noise—how we describe sources of noise in our data
  4. Fourier analysis—how we go from time series to looking at the data in the as a function of frequency, which is the most natural way to analyse that data.
  5. Time–frequency analysis and stationarity—how we check the stability of data from our detectors
  6. Detector calibration and data quality—how we make sure we have good quality data
  7. The noise model and likelihood—how we use our understanding of the noise, under the assumption of it being stationary, to work out the likelihood of different signals being in the data
  8. Signal detection—how we identify times in the data which have a transient signal present
  9. Inferring waveform and physical parameters—how we estimate the parameters of the source of a gravitational wave
  10. Residuals around GW150914—a consistency check that we have understood the noise surrounding our first detection

The paper works through things thoroughly, and I would encourage you to work though it if you are interested.

I won’t summarise everything here, I want to focus the (roughly undergraduate-level) foundations of how we do our analysis in the frequency domain. My discussion of the GWOSC Paper goes into more detail on the basics of LIGO and Virgo data, and some details on calibration and data quality. I’ll leave talking about residuals to this bonus note, as it involves a long tangent and me needing to lie down for a while.

Fourier analysis

The signal our detectors measure is a time series d(t). This is may just contain noise, d(t) = n(t), or it may also contain a signal, d(t) = n(t) + h(t).

There are many sources of noise for our detectors. The different sources can affect different frequencies. If we assume that the noise is stationary, so that it’s properties don’t change with time, we can simply describe the properties of the noise with the power spectral density S_n(f). On average we expect the noise at a given frequency to be zero, but with it fluctuating up and down with a variance given by the power spectral density. We typically approximate the noise as Gaussian, such that

n(f) \sim \mathcal{N}(0; S_n(f)/2),

where we use \mathcal{N}(\mu; \sigma^2) to represent a normal distribution with mean \mu and standard deviation \sigma. The approximations of stationary and Gaussian noise are good most of the time. The noise does vary over time, but is usually effectively stationary over the durations we look at for a signal. The noise is also mostly Gaussian except for glitches. These are taken into account when we search for signals, but we’ll ignore them for now. The statistical description of the noise in terms of the power spectral density allows us to understand our data, but this understanding comes as a function of frequency: we must transform of time domain data to frequency domain data.

The go from d(t) to d(f) we can use a Fourier transform. Fourier transforms are a way of converting a function of one variable into a function of a reciprocal variable—in the case of time you convert to frequency. Fourier transforms encode all the information of the original function, so it is possible to convert back and forth as you like. Really, a Fourier transform is just another way of looking at the same function.

The Fourier transform is defined as

d(f) = \mathcal{F}_f\left\{d(t)\right\} = \int_{-\infty}^{\infty} d(t) \exp(-2\pi i f t) \,\mathrm{d}t.

Now, from this you might notice a problem when it comes to real data analysis, namely that the integral is defined over an infinite amount of time. We don’t have that much data. Instead, we only have a short period.

We could recast the integral above over a shorter time if instead of taking the Fourier transform of d(t), we take the Fourier transform of d(t) \times w(t) where w(t) is some window function which goes to zero outside of the time interval we are looking at. What we end up with is a convolution of the function we want with the Fourier transform of the window function,

\mathcal{F}_f\left\{d(t)w(t)\right\} = d(f) \ast w(f).

It is important to pick a window function which minimises the distortion to the signal that we want. If we just take a tophat (also known as a boxcar or rectangular, possibly on account of its infamous criminal background) function which is abruptly cuts off the data at the ends of the time interval, we find that w(f) is a sinc function. This is not a good thing, as it leads to all sorts of unwanted correlations between different frequencies, commonly known as spectral leakage. A much better choice is a function which smoothly tapers to zero at the edges. Using a tapering window, we lose a little data at the edges (we need to be careful choosing the length of the data analysed), but we can avoid the significant nastiness of spectral leakage. A tapering window function should always be used. Then or finite-time Fourier transform is then a good approximation to the exact d(f).

Data treatment to highlight a signal

Data processing to reveal GW150914. The top panel shows raw Hanford data. The second panel shows a window function being applied. The third panel shows the data after being whitened. This cleans up the data, making it easier to pick out the signal from all the low frequency noise. The bottom panel shows the whitened data after a bandpass filter is applied to pick out the signal. We don’t use the bandpass filter in our analysis (it is just for illustration), but the other steps reflect how we treat our data. Figure 2 of the Data Analysis Guide.

Now we have our data in the frequency domain, it is simple enough to compare the data to the expected noise a t a given frequency. If we measure something loud at a frequency with lots of noise we should be less surprised than if we measure something loud at a frequency which is usually quiet. This is kind of like how somewhat shouting is less startling at a rock concert than in a library. The appropriate way to weight is to divide by the square root of power spectral density d_\mathrm{w}(f) \propto d(f)/[S_n(f)]^{1/2}. This is known as whitening. Whitened data should have equal amplitude fluctuations at all frequencies, allowing for easy comparisons.

Now we understand the statistical properties of noise we can do some analysis! We can start by testing our assumption that the data are stationary and Gaussian by checking that that after whitening we get the expected distribution. We can also define the likelihood of obtaining the data d(t) given a model of a gravitational-wave signal h(t), as the properties of the noise mean that d(f) - h(f) \sim \mathcal{N}(0; S_n(f)/2). Combining the likelihood for each individual frequency gives the overall likelihood

\displaystyle p(d|h) \propto \exp\left[-\int_{-\infty}^{\infty} \frac{|d(f) - h(f)|^2}{S_n(f)} \mathrm{d}f \right].

This likelihood is at the heart of parameter estimation, as we can work out the probability of there being a signal with a given set of parameters. The Data Analysis Guide goes through many different analyses (including parameter estimation) and demonstrates how to check that noise is nice and Gaussian.

Gaussian residuals for GW150914

Distribution of residuals for 4 seconds of data around GW150914 after subtracting the maximum likelihood waveform. The residuals are the whitened Fourier amplitudes, and they should be consistent with a unit Gaussian. The residuals follow the expected distribution and show no sign of non-Gaussianity. Figure 14 of the Data Analysis Guide.

Homework

The Data Analysis Guide contains much more material on gravitational-wave data analysis. If you wanted to delve further, there many excellent papers cited. Favourites of mine include Finn (1992); Finn & Chernoff (1993); Cutler & Flanagan (1994); Flanagan & Hughes (1998); Allen (2005), and Allen et al. (2012). I would also recommend the tutorials available from GWOSC and the lectures from the Open Data Workshops.

The GWOSC Paper

Synopsis: GWOSC Paper
Read this if: You want to analyse our gravitational wave data
Favourite part: All the cool projects done with this data

You’re now up-to-speed with some ideas of how to analyse gravitational-wave data, you’ve made yourself a fresh cup of really hot tea, you’re ready to get to work! All you need are the data—this paper explains where this comes from.

Data production

The first step in getting gravitational-wave data is the easy one. You need to design a detector, convince science agencies to invest something like half a billion dollars in building one, then spend 40 years carefully researching the necessary technology and putting it all together as part of an international collaboration of hundreds of scientists, engineers and technicians, before painstakingly commissioning the instrument and operating it. For your convenience, we have done this step for you, but do feel free to try it yourself at home.

Gravitational-wave detectors like Advanced LIGO are built around an interferometer: they have two arms at right angles to each other, and we bounce lasers up and down them to measure their length. A passing gravitational wave will change the relative length of one arm relative to the other. This changes the time taken to travel along one arm compared to the other. Hence, when the two bits of light reach the output of the interferometer, they’ll have a different phase:where normally one light wave would have a peak, it’ll have a trough. This change in phase will change how light from the two arms combine together. When no gravitational wave is present, the light interferes destructively, almost cancelling out so that the output is dark. We measure the brightness of light at the output which tells us about how the length of the arms changes.

We want our detector in measure the gravitational-wave strain. That is the fractional change in length of the arms,

\displaystyle h(t) = \frac{\Delta L(t)}{L},

where \Delta L = L_x - L_y is the relative difference in the length of the two arms, and L is the usually arm length. Since we love jargon in LIGO & Virgo, we’ll often refer to the strain as HOFT (as you would read h(t) as h of t; it took me years to realise this) or DARM (differential arm measurement).

The actual output of the detector is the voltage from a photodiode measuring the intensity of the light. It is necessary to make careful calibration of the detectors. In theory this is simple: we change the position of the mirrors at the end of the arms and see how the output changes. In practise, it is very difficult. The GW150914 Calibration Paper goes into details for O1, more up-to-date descriptions are given in Cahillane et al. (2017) for LIGO and Acernese et al. (2018) for Virgo. The calibration of the detectors can drift over time, improving the calibration is one of the things we do between originally taking the data and releasing the final data.

The data are only celebrated between 10 Hz and 5 kHz, so don’t trust the data outside of that frequency range.

The next stage of our data’s journey is going through detector characterisation and data quality checks. In addition to measuring gravitational-wave strain, we record many other data channels: about 200,000 per detector. These measure all sorts of things, from the internal state of the instrument, to monitoring the physical environment around the detectors. These auxiliary channels are used to check the data quality. In some cases, an auxiliary channel will record a source of noise, like scattered light or the mains power frequency, allowing us to clean up our strain data by subtracting out this noise. In other cases, an auxiliary channel can act as a witness to a glitch in our detector, identifying when it is misbehaving so that we know not to trust that part of the data. The GW150914 Detector Characterisation Paper goes into details of how we check potential detections. In doing data quality checks we are careful to only use the auxiliary channels which record something which would be independent of a passing gravitational wave.

We have 4 flags for data quality:

  1. DATA: All clear. Certified fresh. Eat as much as you like.
  2. CAT1: A critical problem with the instrument. Data from these times are likely to be a dumpster fire of noise. We do not use them in our analyses, and they are currently excluded from our public releases. About 1.7% of Hanford data and 1.0% of time from Livingston was flagged with CAT1 in O1. In O2,  we got this done to 0.001% for Hanford, 0.003% for Livingston and 0.05% for Virgo.
  3. CAT2: Some activity in an auxiliary channel (possibly the electric boogaloo monitor) which has a well understood correlation with the measured strain channel. You would therefore expect to find some form of glitchiness in the data.
  4. CAT3: There is some correlation in an auxiliary channel and the strain channel which is not understood. We’re not currently using this flag, but it’s kept as an option.

It’s important to verify the data quality before starting your analysis. You don’t want to get excited to discover a completely new form of gravitational wave only to realise that it’s actually some noise from nearby logging. Remember, if a tree falls in the forest and no-one is around, LIGO will still know.

To test our systems, we also occasionally perform a signal injection: we move the mirrors to simulate a signal. This is useful for calibration and for testing analysis algorithms. We don’t perform injections very often (they get in the way of looking for real signals), but these times are flagged. Just as for data quality flags, it is important to check for injections before analysing a stretch of data.

Once passing through all these checks, the data is ready to analyse!

Yes!

Excited Data. Credit: Paramount

Accessing the data

After our data have been lovingly prepared, they are served up in two data formats:

  • Hierarchical Data Format HDF, which is a popular data storage format, as it is easily allows for metadata and multiple data sets (like the important data quality flags) to be packaged together.
  • Gravitational Wave Frame GWF, which is the standard format we use internally. Veteran gravitational-wave scientists often get a far-way haunted look when you bring up how the specifications for this file format were decided. It’s best not to mention unless you are also buying them a stiff drink.

In these files, you will find h(t) sampled at either 4096 Hz or 16384 Hz (either are available). Pick the sampling rate you need depending upon the frequency range you are interested in: the 4096 Hz data are good for upto 1.7 kHz, while the 16384 Hz are good to the limit of the calibration range at 5 kHz.

Files can be downloaded from the GWOSC website. If you want to download a large amount, it is recommended to use the CernVM-FS distributed file system.

To check when the gravitational-wave detectors were observing, you can use the Timeline search.

GWOSC Timeline

Screenshot of the GWOSC Timeline showing observing from the fifth science run (S5) on the initial detector era through to the second observing run (O2) of the advanced detector era. Bars show observing of GEO 600 (G1), Hanford (H1 and H2), Livingston (L1) and Virgo (V1). Hanford initial had two detectors housed within its site, the plan in the advanced detector era is to install the equipment as LIGO India instead.

Try this at home

Having gone through all these details, you should now know what are data is, over what ranges it can be analyzed, and how to get access to it. Your cup of tea has also probably gone cold. Why not make yourself a new one, and have a couple of biscuits as reward too. You deserve it!

To help you on your way in starting analysing the data, GWOSC has a set of tutorials (and don’t forget the Data Analysis Guide), and a collection of open source software. Have fun, and remember, it’s never aliens.

Bonus notes

Release schedule

The current policy is that data are released:

  1. In a chunk surrounding an event at time of publication of that event. This enables the new detection to be analysed by anyone. We typically release about an hour of data around an event.
  2. 18 months after the end of the run. This time gives us chance to properly calibrate the data, check the data quality, and then run the analyses we are committed to. A lot of work goes into producing gravitational wave data!

Start marking your calendars now for the release of O3 data.

Summer studenting

In summer 2019, while we were finishing up on the Data Analysis Guide, I gave it to one of my summer students Andrew Kim as an introduction. Andrew was working on gravitational-wave data analysis, so I hoped that he’d find it useful. He ended up working through the draft notebook made to accompany the paper and making a number of useful suggestions! He ended up as an author on the paper because of these contributions, which was nice.

The conspiracy of residuals

The Data Analysis Guide is an extremely useful paper. It explains many details of gravitational-wave analysis. The detections made by LIGO and Virgo over the last few years has increased the interest in analysing gravitational waves, making it the perfect time to write such an article. However, that’s not really what motivated us to write it.

In 2017, a paper appeared on the arXiv making claims of suspicious correlations in our LIGO data around GW150914. Could this call into question the very nature of our detection? No. The paper has two serious flaws.

  1. The first argument in the paper was that there were suspicious phase correlations in the data. This is because the authors didn’t window their data before Fourier transforming.
  2. The second argument was the residuals presented in Figure 1 of the GW150914 Discovery Paper contain a correlation. This is true, but these residuals aren’t actually the results of how we analyse the data. The point of Figure 1 was to that you don’t need our fancy analysis to see the signal—you can spot it by eye. Unfortunately, doing things by eye isn’t perfect, and this imperfection was picked up on.

The first flaw is a rookie mistake—pretty much everyone does it at some point. I did it starting out as a first-year PhD student, and I’ve run into it with all the undergraduates I’ve worked with writing their own analyses. The authors of this paper are rookies in gravitational-wave analysis, so they shouldn’t be judged too harshly for falling into this trap, and it is something so simple I can’t blame the referee of the paper for not thinking to ask. Any physics undergraduate who has met Fourier transforms (the second year of my degree) should grasp the mistake—it’s not something esoteric you need to be an expert in quantum gravity to understand.

The second flaw is something which could have been easily avoided if we had been more careful in the GW150914 Discovery Paper. We could have easily aligned the waveforms properly, or more clearly explained that the treatment used for Figure 1 is not what we actually do. However, we did write many other papers explaining what we did do, so we were hardly being secretive. While Figure 1 was not perfect, it was not wrong—it might not be what you might hope for, but it is described correctly in the text, and none of the LIGO–Virgo results depend on the figure in any way.

Estimated waveforms from different models

Recovered gravitational waveforms from our analysis of GW150914. The grey line shows the data whitened by the noise spectrum. The dark band shows our estimate for the waveform without assuming a particular source. The light bands show results if we assume it is a binary black hole (BBH) as predicted by general relativity. This plot more accurately represents how we analyse gravitational-wave data. Figure 6 of the GW150914 Parameter Estimation Paper.

Both mistakes are easy to fix. They are at the level of “Oops, that’s embarrassing! Give me 10 minutes. OK, that looks better”. Unfortunately, that didn’t happen.

The paper regrettably got picked up by science blogs, and caused much of a flutter. There were demands that LIGO and Virgo publically explain ourselves. This was difficult—the Collaboration is set up to do careful science, not handle a PR disaster. One of the problems was that we didn’t want to be seen to policing the use of our data. We can’t check that every paper ever using our data does everything perfectly. We don’t have time, and that probably wouldn’t encourage people to use our data if they knew any mistake would be pulled up by this 1000 person collaboration. A second problem was that getting anything approved as an official Collaboration document takes ages—getting consensus amongst so many people isn’t always easy. What would you do—would you want to be the faceless Collaboration persecuting the helpless, plucky scientists trying to check results?

There were private communications between people in the Collaboration and the authors. It took us a while to isolate the sources of the problems. In the meantime, pressure was mounting for an official™ response. It’s hard to justify why your analysis is correct by gesturing to a stack of a dozen papers—people don’t have time to dig through all that (I actually sent links to 16 papers to a science journalist who contacted me back in July 2017). Our silence may have been perceived as arrogance or guilt.

It was decided that we would put out an unofficial response. Ian Harry had been communicating with the authors, and wrote up his notes which Sean Carroll kindly shared on his blog. Unfortunately, this didn’t really make anyone too happy. The authors of the paper weren’t happy that something was shared via such an informal medium; the post is too technical for the general public to appreciate, and there was a minor typo in the accompanying code which (since fixed) was seized upon. It became necessary to write a formal paper.

Oh, won't somebody please think of the children?

Peer review will save the children! Credit: Fox

We did continue to try to explain the errors to the authors. I have colleagues who spent many hours in a room in Copenhagen trying to explain the mistakes. However, little progress was made, and it was not a fun time™. I can imagine at this point that the authors of the paper were sufficiently angry not to want to listen, which is a shame.

Now that the Data Analysis Guide is published, everyone will be satisfied, right? A refereed journal article should quash all fears, surely? Sadly, I doubt this will be the case. I expect these doubts will keep circulating for years. After all, there are those who still think vaccines cause autism. Fortunately, not believing in gravitational waves won’t kill any children. If anyone asks though, you can tell them that any doubts on LIGO’s analysis have been quashed, and that vaccines cause adults!

For a good account of the back and forth, Natalie Wolchover wrote a nice article in Quanta, and for a more acerbic view, try Mark Hannam’s blog.

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GW170104 and me

On 4 January 2017, Advanced LIGO made a new detection of gravitational waves. The signal, which we call GW170104 [bonus note], came from the coalescence of two black holes, which inspiralled together (making that characteristic chirp) and then merged to form a single black hole.

On 4 January 2017, I was just getting up off the sofa when my phone buzzed. My new year’s resolution was to go for a walk every day, and I wanted to make use of the little available sunlight. However, my phone informed me that PyCBC (one or our search algorithms for signals from coalescing binaries) had identified an interesting event. I sat back down. I was on the rota to analyse interesting signals to infer their properties, and I was pretty sure that people would be eager to see results. They were. I didn’t leave the sofa for the rest of the day, bringing my new year’s resolution to a premature end.

Since 4 January, my time has been dominated by working on GW170104 (you might have noticed a lack of blog posts). Below I’ll share some of my war stories from life on the front line of gravitational-wave astronomy, and then go through some of the science we’ve learnt. (Feel free to skip straight to the science, recounting the story was more therapy for me).

Normalised spectrograms for GW170104

Time–frequency plots for GW170104 as measured by Hanford (top) and Livingston (bottom). The signal is clearly visible as the upward sweeping chirp. The loudest frequency is something between E3 and G♯3 on a piano, and it tails off somewhere between D♯4/E♭4 and F♯4/G♭4. Part of Fig. 1 of the GW170104 Discovery Paper.

The story

In the second observing run, the Parameter Estimation group have divided up responsibility for analysing signals into two week shifts. For each rota shift, there is an expert and a rookie. I had assumed that the first slot of 2017 would be a quiet time. The detectors were offline over the holidays, due back online on 4 January, but the instrumentalists would probably find some extra tinkering they’d want to do, so it’d probably slip a day, and then the weather would be bad, so we’d probably not collect much data anyway… I was wrong. Very wrong. The detectors came back online on time, and there was a beautifully clean detection on day one.

My partner for the rota was Aaron Zimmerman. 4 January was his first day running parameter estimation on live signals. I think I would’ve run and hidden underneath my duvet in his case (I almost did anyway, and I lived through the madness of our first detection GW150914), but he rose to the occasion. We had first results after just a few hours, and managed to send out a preliminary sky localization to our astronomer partners on 6 January. I think this was especially impressive as there were some difficulties with the initial calibration of the data. This isn’t a problem for the detection pipelines, but does impact the parameters which we infer, particularly the sky location. The Calibration group worked quickly, and produced two updates to the calibration. We therefore had three different sets of results (one per calibration) by 6 January [bonus note]!

Producing the final results for the paper was slightly more relaxed. Aaron and I conscripted volunteers to help run all the various permutations of the analysis we wanted to double-check our results [bonus note].

Estimated waveforms from different models for GW170104

Recovered gravitational waveforms from analysis of GW170104. The broader orange band shows our estimate for the waveform without assuming a particular source (wavelet). The narrow blue bands show results if we assume it is a binary black hole (BBH) as predicted by general relativity. The two match nicely, showing no evidence for any extra features not included in the binary black hole models. Figure 4 of the GW170104 Discovery Paper.

I started working on GW170104 through my parameter estimation duties, and continued with paper writing.

Ahead of the second observing run, we decided to assemble a team to rapidly write up any interesting binary detections, and I was recruited for this (I think partially because I’m not too bad at writing and partially because I was in the office next to John Veitch, one of the chairs of the Compact Binary Coalescence group,so he can come and check that I wasn’t just goofing off eating doughnuts). We soon decided that we should write a paper about GW170104, and you can decide whether or not we succeeded in doing this rapidly…

Being on the paper writing team has given me huge respect for the teams who led the GW150914 and GW151226 papers. It is undoubtedly one of the most difficult things I’ve ever done. It is extremely hard to absorb negative remarks about your work continuously for months [bonus note]—of course people don’t normally send comments about things that they like, but that doesn’t cheer you up when you’re staring at an inbox full of problems that need fixing. Getting a collaboration of 1000 people to agree on a paper is like herding cats while being a small duckling.

On of the first challenges for the paper writing team was deciding what was interesting about GW170104. It was another binary black hole coalescence—aren’t people getting bored of them by now? The signal was quieter than GW150914, so it wasn’t as remarkable. However, its properties were broadly similar. It was suggested that perhaps we should title the paper “GW170104: The most boring gravitational-wave detection”.

One potentially interesting aspect was that GW170104 probably comes from greater distance than GW150914 or GW151226 (but perhaps not LVT151012) [bonus note]. This might make it a good candidate for testing for dispersion of gravitational waves.

Dispersion occurs when different frequencies of gravitational waves travel at different speeds. A similar thing happens for light when travelling through some materials, which leads to prisms splitting light into a spectrum (and hence the creation of Pink Floyd album covers). Gravitational waves don’t suffered dispersion in general relativity, but do in some modified theories of gravity.

It should be easier to spot dispersion in signals which have travelled a greater distance, as the different frequencies have had more time to separate out. Hence, GW170104 looks pretty exciting. However, being further away also makes the signal quieter, and so there is more uncertainty in measurements and it is more difficult to tell if there is any dispersion. Dispersion is also easier to spot if you have a larger spread of frequencies, as then there can be more spreading between the highest and lowest frequencies. When you throw distance, loudness and frequency range into the mix, GW170104 doesn’t always come out on top, depending upon the particular model for dispersion: sometimes GW150914’s loudness wins, other times GW151226’s broader frequency range wins. GW170104 isn’t too special here either.

Even though GW170104 didn’t look too exciting, we started work on a paper, thinking that we would just have a short letter describing our observations. The Compact Binary Coalescence group decided that we only wanted a single paper, and we wouldn’t bother with companion papers as we did for GW150914. As we started work, and dug further into our results, we realised that actually there was rather a lot that we could say.

I guess the moral of the story is that even though you might be overshadowed by the achievements of your siblings, it doesn’t mean that you’re not awesome. There might not be one outstanding feature of GW170104, but there are lots of little things that make it interesting. We are still at the beginning of understanding the properties of binary black holes, and each new detection adds a little more to our picture.

I think GW170104 is rather neat, and I hope you do too.

As we delved into the details of our results, we realised there was actually a lot of things that we could say about GW170104, especially when considered with our previous observations. We ended up having to move some of the technical details and results to Supplemental Material. With hindsight, perhaps it would have been better to have a companion paper or two. However, I rather like how packed with science this paper is.

The paper, which Physical Review Letters have kindly accommodated, despite its length, might not be as polished a classic as the GW150914 Discovery Paper, but I think they are trying to do different things. I rarely ever refer to the GW150914 Discovery Paper for results (more commonly I use it for references), whereas I think I’ll open up the GW170104 Discovery Paper frequently to look up numbers.

Although perhaps not right away, I’d quite like some time off first. The weather’s much better now, perfect for walking…

Looking east across Lake Annecy, France

Success! The view across Lac d’Annecy. Taken on a stroll after the Gravitational Wave Physics and Astronomy Workshop, the weekend following the publication of the paper.

The science

Advanced LIGO’s first observing run was hugely successful. Running from 12 September 2015 until 19 January 2016, there were two clear gravitational-wave detections, GW1501914 and GW151226, as well as a less certain candidate signal LVT151012. All three (assuming that they are astrophysical signals) correspond to the coalescence of binary black holes.

The second observing run started 30 November 2016. Following the first observing run’s detections, we expected more binary black hole detections. On 4 January, after we had collected almost 6 days’ worth of coincident data from the two LIGO instruments [bonus note], there was a detection.

The searches

The signal was first spotted by an online analysis. Our offline analysis of the data (using refined calibration and extra information about data quality) showed that the signal, GW170104, is highly significant. For both GstLAL and PyCBC, search algorithms which use templates to search for binary signals, the false alarm rate is estimated to be about 1 per 70,000 years.

The signal is also found in unmodelled (burst) searches, which look for generic, short gravitational wave signals. Since these are looking for more general signals than just binary coalescences, the significance associated with GW170104 isn’t as great, and coherent WaveBurst estimates a false alarm rate of 1 per 20,000 years. This is still pretty good! Reconstructions of the waveform from unmodelled analyses also match the form expected for binary black hole signals.

The search false alarm rates are the rate at which you’d expect something this signal-like (or more signal-like) due to random chance, if you data only contained noise and no signals. Using our knowledge of the search pipelines, and folding in some assumptions about the properties of binary black holes, we can calculate a probability that GW170104 is a real astrophysical signal. This comes out to be greater than 1 - (3\times10^5) = 0.99997.

The source

As for the previous gravitational wave detections, GW170104 comes from a binary black hole coalescence. The initial black holes were 31.2^{+8.4}_{-6.0} M_\odot and 19.4^{+5.3}_{-5.9} M_\odot (where 1 M_\odot is the mass of our Sun), and the final black hole was 48.7^{+5.7}_{-4.6} M_\odot. The quoted values are the median values and the error bars denote the central 90% probable range. The plot below shows the probability distribution for the masses; GW170104 neatly nestles in amongst the other events.

Binary black hole masses

Estimated masses for the two black holes in the binary m_1 \geq m_2. The two-dimensional shows the probability distribution for GW170104 as well as 50% and 90% contours for all events. The one-dimensional plot shows results using different waveform models. The dotted lines mark the edge of our 90% probability intervals. Figure 2 of the GW170104 Discovery Paper.

GW150914 was the first time that we had observed stellar-mass black holes with masses greater than around 25 M_\odot. GW170104 has similar masses, showing that our first detection was not a fluke, but there really is a population of black holes with masses stretching up into this range.

Black holes have two important properties: mass and spin. We have good measurements on the masses of the two initial black holes, but not the spins. The sensitivity of the form of the gravitational wave to spins can be described by two effective spin parameters, which are mass-weighted combinations of the individual spins.

  • The effective inspiral spin parameter \chi_\mathrm{eff} qualifies the impact of the spins on the rate of inspiral, and where the binary plunges together to merge. It ranges from +1, meaning both black holes are spinning as fast as possible and rotate in the same direction as the orbital motion, to −1, both black holes spinning as fast as possible but in the opposite direction to the way that the binary is orbiting. A value of 0 for \chi_\mathrm{eff} could mean that the black holes are not spinning, that their rotation axes are in the orbital plane (instead of aligned with the orbital angular momentum), or that one black hole is aligned with the orbital motion and the other is antialigned, so that their effects cancel out.
  • The effective precession spin parameter \chi_\mathrm{p} qualifies the amount of precession, the way that the orbital plane and black hole spins wobble when they are not aligned. It is 0 for no precession, and 1 for maximal precession.

We can place some constraints on \chi_\mathrm{eff}, but can say nothing about \chi_\mathrm{p}. The inferred value of the effective inspiral spin parameter is -0.12^{+0.21}_{-0.30}. Therefore, we disfavour large spins aligned with the orbital angular momentum, but are consistent with small aligned spins, misaligned spins, or spins antialigned with the angular momentum. The value is similar to that for GW150914, which also had a near-zero, but slightly negative \chi_\mathrm{eff} of -0.06^{+0.14}_{-0.14}.

Effective inspiral and precession spin parameters

Estimated effective inspiral spin parameter \chi_\mathrm{eff} and effective precession spin \chi_\mathrm{p} parameter. The two-dimensional shows the probability distribution for GW170104 as well as 50% and 90% contours. The one-dimensional plot shows results using different waveform models, as well as the prior probability distribution. The dotted lines mark the edge of our 90% probability intervals. We learn basically nothing about precession. Part of Figure 3 of the GW170104 Discovery Paper.

Converting the information about \chi_\mathrm{eff}, the lack of information about \chi_\mathrm{p}, and our measurement of the ratio of the two black hole masses, into probability distributions for the component spins gives the plots below [bonus note]. We disfavour (but don’t exclude) spins aligned with the orbital angular momentum, but can’t say much else.

Orientation and magnitudes of the two spins

Estimated orientation and magnitude of the two component spins. The distribution for the more massive black hole is on the left, and for the smaller black hole on the right. The probability is binned into areas which have uniform prior probabilities, so if we had learnt nothing, the plot would be uniform. Part of Figure 3 of the GW170104 Discovery Paper.

One of the comments we had on a draft of the paper was that we weren’t making any definite statements about the spins—we would have if we could, but we can’t for GW170104, at least for the spins of the two inspiralling black holes. We can be more definite about the spin of the final black hole. If two similar mass black holes spiral together, the angular momentum from the orbit is enough to give a spin of around 0.7. The spins of the component black holes are less significant, and can make it a bit higher of lower. We infer a final spin of 0.64^{+0.09}_{-0.20}; there is a tail of lower spin values on account of the possibility that the two component black holes could be roughly antialigned with the orbital angular momentum.

Final black hole mass and spin

Estimated mass M_\mathrm{f} and spina_\mathrm{f} for the final black hole. The two-dimensional shows the probability distribution for GW170104 as well as 50% and 90% contours. The one-dimensional plot shows results using different waveform models. The dotted lines mark the edge of our 90% probability intervals. Figure 6 of the GW170104 Supplemental Material (Figure 11 of the arXiv version).

If you’re interested in parameter describing GW170104, make sure to check out the big table in the Supplemental Material. I am a fan of tables [bonus note].

Merger rates

Adding the first 11 days of coincident data from the second observing run (including the detection of GW170104) to the results from the first observing run, we find merger rates consistent with those from the first observing run.

To calculate the merger rates, we need to assume a distribution of black hole masses, and we use two simple models. One uses a power law distribution for the primary (larger) black hole and a uniform distribution for the mass ratio; the other uses a distribution uniform in the logarithm of the masses (both primary and secondary). The true distribution should lie somewhere between the two. The power law rate density has been updated from 31^{+42}_{-21}~\mathrm{Gpc^{-3}\,yr^{-1}} to 32^{+33}_{-20}~\mathrm{Gpc^{-3}\,yr^{-1}}, and the uniform in log rate density goes from 97^{+135}_{-67}~\mathrm{Gpc^{-3}\,yr^{-1}} to 103^{+110}_{-63}~\mathrm{Gpc^{-3}\,yr^{-1}}. The median values stay about the same, but the additional data have shrunk the uncertainties a little.

Astrophysics

The discoveries from the first observing run showed that binary black holes exist and merge. The question is now how exactly they form? There are several suggested channels, and it could be there is actually a mixture of different formation mechanisms in action. It will probably require a large number of detections before we can make confident statements about the the probable formation mechanisms; GW170104 is another step towards that goal.

There are two main predicted channels of binary formation:

  • Isolated binary evolution, where a binary star system lives its life together with both stars collapsing to black holes at the end. To get the black holes close enough to merge, it is usually assumed that the stars go through a common envelope phase, where one star puffs up so that the gravity of its companion can steal enough material that they lie in a shared envelope. The drag from orbiting inside this then shrinks the orbit.
  • Dynamical evolution where black holes form in dense clusters and a binary is created by dynamical interactions between black holes (or stars) which get close enough to each other.

It’s a little artificial to separate the two, as there’s not really such a thing as an isolated binary: most stars form in clusters, even if they’re not particularly large. There are a variety of different modifications to the two main channels, such as having a third companion which drives the inner binary to merge, embedding the binary is a dense disc (as found in galactic centres), or dynamically assembling primordial black holes (formed by density perturbations in the early universe) instead of black holes formed through stellar collapse.

All the channels can predict black holes around the masses of GW170104 (which is not surprising given that they are similar to the masses of GW150914).

The updated rates are broadly consistent with most channels too. The tightening of the uncertainty of the rates means that the lower bound is now a little higher. This means some of the channels are now in tension with the inferred rates. Some of the more exotic channels—requiring a third companion (Silsbee & Tremain 2017; Antonini, Toonen & Hamers 2017) or embedded in a dense disc (Bartos et al. 2016; Stone, Metzger & Haiman 2016; Antonini & Rasio 2016)—can’t explain the full rate, but I don’t think it was ever expected that they could, they are bonus formation mechanisms. However, some of the dynamical models are also now looking like they could predict a rate that is a bit low (Rodriguez et al. 2016; Mapelli 2016; Askar et al. 2017; Park et al. 2017). Assuming that this result holds, I think this may mean that some of the model parameters need tweaking (there are more optimistic predictions for the merger rates from clusters which are still perfectly consistent), that this channel doesn’t contribute all the merging binaries, or both.

The spins might help us understand formation mechanisms. Traditionally, it has been assumed that isolated binary evolution gives spins aligned with the orbital angular momentum. The progenitor stars were probably more or less aligned with the orbital angular momentum, and tides, mass transfer and drag from the common envelope would serve to realign spins if they became misaligned. Rodriguez et al. (2016) gives a great discussion of this. Dynamically formed binaries have no correlation between spin directions, and so we would expect an isotropic distribution of spins. Hence it sounds quite simple: misaligned spins indicates dynamical formation (although we can’t tell if the black holes are primordial or stellar), and aligned spins indicates isolated binary evolution. The difficulty is the traditional assumption for isolated binary evolution potentially ignores a number of effects which could be important. When a star collapses down to a black hole, there may be a supernova explosion. There is an explosion of matter and neutrinos and these can give the black hole a kick. The kick could change the orbital plane, and so misalign the spin. Even if the kick is not that big, if it is off-centre, it could torque the black hole, causing it to rotate and so misalign the spin that way. There is some evidence that this can happen with neutron stars, as one of the pulsars in the double pulsar system shows signs of this. There could also be some instability that changes the angular momentum during the collapse of the star, possibly with different layers rotating in different ways [bonus note]. The spin of the black hole would then depend on how many layers get swallowed. This is an area of research that needs to be investigated further, and I hope the prospect of gravitational wave measurements spurs this on.

For GW170104, we know the spins are not large and aligned with the orbital angular momentum. This might argue against one variation of isolated binary evolution, chemically homogeneous evolution, where the progenitor stars are tidally locked (and so rotate aligned with the orbital angular momentum and each other). Since the stars are rapidly spinning and aligned, you would expect the final black holes to be too, if the stars completely collapse down as is usually assumed. If the stars don’t completely collapse down though, it might still be possible that GW170104 fits with this model. Aside from this, GW170104 is consistent with all the other channels.

Effective inspiral spin parameters

Estimated effective inspiral spin parameter \chi_\mathrm{eff} for all events. To indicate how much (or little) we’ve learnt, the prior probability distribution for GW170104 is shown (the other priors are similar).All of the events have |\chi_\mathrm{eff}| < 0.35 at 90% probability. Figure 5 of the GW170104 Supplemental Material (Figure 10 of the arXiv version). This is one of my favourite plots [bonus note].

If we start looking at the population of events, we do start to notice something about the spins. All of the inferred values of \chi_\mathrm{eff} are close to zero. Only GW151226 is inconsistent with zero. These values could be explained if spins are typically misaligned (with the orbital angular momentum or each other) or if the spins are typically small (or both). We know that black holes spins can be large from observations of X-ray binaries, so it would be odd if they are small for binary black holes. Therefore, we have a tentative hint that spins are misaligned. We can’t say why the spins are misaligned, but it is intriguing. With more observations, we’ll be able to confirm if it is the case that spins are typically misaligned, and be able to start pinning down the distribution of spin magnitudes and orientations (as well as the mass distribution). It will probably take a while to be able to say anything definite though, as we’ll probably need about 100 detections.

Tests of general relativity

As well as giving us an insight into the properties of black holes, gravitational waves are the perfect tools for testing general relativity. If there are any corrections to general relativity, you’d expect them to be most noticeable under the most extreme conditions, where gravity is strong and spacetime is rapidly changing, exactly as in a binary black hole coalescence.

For GW170104 we repeated tests previously performed. Again, we found no evidence of deviations.

We added extra terms to to the waveform and constrained their potential magnitudes. The results are pretty much identical to at the end of the first observing run (consistent with zero and hence general relativity). GW170104 doesn’t add much extra information, as GW150914 typically gives the best constraints on terms that modify the post-inspiral part of the waveform (as it is louder), while GW151226 gives the best constraint on the terms which modify the inspiral (as it has the longest inspiral).

We also chopped the waveform at a frequency around that of the innermost stable orbit of the remnant black hole, which is about where the transition from inspiral to merger and ringdown occurs, to check if the low frequency and high frequency portions of the waveform give consistent estimates for the final mass and spin. They do.

We have also done something slightly new, and tested for dispersion of gravitational waves. We did something similar for GW150914 by putting a limit on the mass of the graviton. Giving the graviton mass is one way of adding dispersion, but we consider other possible forms too. In all cases, results are consistent with there being no dispersion. While we haven’t discovered anything new, we can update our gravitational wave constraint on the graviton mass of less than 7.7 \times 10^{-23}~\mathrm{eV}/c^2.

The search for counterparts

We don’t discuss observations made by our astronomer partners in the paper (they are not our results). A number (28 at the time of submission) of observations were made, and I expect that there will be a series of papers detailing these coming soon. So far papers have appeared from:

  • AGILE—hard X-ray and gamma-ray follow-up. They didn’t find any gamma-ray signals, but did identify a weak potential X-ray signal occurring about 0.46 s before GW170104. It’s a little odd to have a signal this long before the merger. The team calculate a probability for such a coincident to happen by chance, and find quite a small probability, so it might be interesting to follow this up more (see the INTEGRAL results below), but it’s probably just a coincidence (especially considering how many people did follow-up the event).
  • ANTARES—a search for high-energy muon neutrinos. No counterparts are identified in a ±500 s window around GW170104, or over a ±3 month period.
  • AstroSat-CZTI and GROWTH—a collaboration of observations across a range of wavelengths. They don’t find any hard X-ray counterparts. They do follow up on a bright optical transient ATLASaeu, suggested as a counterpart to GW170104, and conclude that this is a likely counterpart of long, soft gamma-ray burst GRB 170105A.
  • ATLAS and Pan-STARRS—optical follow-up. They identified a bright optical transient 23 hours after GW170104, ATLAS17aeu. This could be a counterpart to GRB 170105A. It seems unlikely that there is any mechanism that could allow for a day’s delay between the gravitational wave emission and an electromagnetic signal. However, the team calculate a small probability (few percent) of finding such a coincidence in sky position and time, so perhaps it is worth pondering. I wouldn’t put any money on it without a distance estimate for the source: assuming it’s a normal afterglow to a gamma-ray burst, you’d expect it to be further away than GW170104’s source.
  • Borexino—a search for low-energy neutrinos. This paper also discusses GW150914 and GW151226. In all cases, the observed rate of neutrinos is consistent with the expected background.
  • CALET—a gamma-ray search. This paper includes upper limits for GW151226, GW170104, GW170608, GW170814 and GW170817.
  • DLT40—an optical search designed for supernovae. This paper covers the whole of O2 including GW170608, GW170814, GW170817 plus GW170809 and GW170823.
  • Fermi (GBM and LAT)—gamma-ray follow-up. They covered an impressive fraction of the sky localization, but didn’t find anything.
  • INTEGRAL—gamma-ray and hard X-ray observations. No significant emission is found, which makes the event reported by AGILE unlikely to be a counterpart to GW170104, although they cannot completely rule it out.
  • The intermediate Palomar Transient Factory—an optical survey. While searching, they discovered iPTF17cw, a broad-line type Ic supernova which is unrelated to GW170104 but interesting as it an unusual find.
  • Mini-GWAC—a optical survey (the precursor to GWAC). This paper covers the whole of their O2 follow-up including GW170608.
  • NOvA—a search for neutrinos and cosmic rays over a wide range of energies. This paper covers all the events from O1 and O2, plus triggers from O3.
  • The Owens Valley Radio Observatory Long Wavelength Array—a search for prompt radio emission.
  • TOROS—optical follow-up. They identified no counterparts to GW170104 (although they did for GW170817).

If you are interested in what has been reported so far (no compelling counterpart candidates yet to my knowledge), there is an archive of GCN Circulars sent about GW170104.

Summary

Advanced LIGO has made its first detection of the second observing run. This is a further binary black hole coalescence. GW170104 has taught us that:

  • The discoveries of the first observing run were not a fluke. There really is a population of stellar mass black holes with masses above 25 M_\odot out there, and we can study them with gravitational waves.
  • Binary black hole spins may be typically misaligned or small. This is not certain yet, but it is certainly worth investigating potential mechanisms that could cause misalignment.
  • General relativity still works, even after considering our new tests.
  • If someone asks you to write a discovery paper, run. Run and do not look back.

Title: GW170104: Observation of a 50-solar-mass binary black hole coalescence at redshift 0.2
Journal:
 Physical Review Letters; 118(22):221101(17); 2017 (Supplemental Material)
arXiv: 1706.01812 [gr-qc]
Data release: GRavitational Wave Open Science Center
Science summary:
 GW170104: Observation of a 50-solar-mass binary black hole coalescence at redshift 0.2

If you’re looking for the most up-to-date results regarding GW170104, check out the O2 Catalogue Paper.

Bonus notes

Naming

Gravitational wave signals (at least the short ones, which are all that we have so far), are named by their detection date. GW170104 was discovered 2017 January 4. This isn’t too catchy, but is at least better than the ID number in our database of triggers (G268556) which is used in corresponding with our astronomer partners before we work out if the “GW” title is justified.

Previous detections have attracted nicknames, but none has stuck for GW170104. Archisman Ghosh suggested the Perihelion Event, as it was detected a few hours before the Earth reached its annual point closest to the Sun. I like this name, its rather poetic.

More recently, Alex Nitz realised that we should have called GW170104 the Enterprise-D Event, as the USS Enterprise’s registry number was NCC-1701. For those who like Star Trek: the Next Generation, I hope you have fun discussing whether GW170104 is the third or fourth (counting LVT151012) detection: “There are four detections!

The 6 January sky map

I would like to thank the wi-fi of Chiltern Railways for their role in producing the preliminary sky map. I had arranged to visit London for the weekend (because my rota slot was likely to be quiet… ), and was frantically working on the way down to check results so they could be sent out. I’d also like to thank John Veitch for putting together the final map while I was stuck on the Underground.

Binary black hole waveforms

The parameter estimation analysis works by matching a template waveform to the data to see how well it matches. The results are therefore sensitive to your waveform model, and whether they include all the relevant bits of physics.

In the first observing run, we always used two different families of waveforms, to see what impact potential errors in the waveforms could have. The results we presented in discovery papers used two quick-to-calculate waveforms. These include the effects of the black holes’ spins in different ways

  • SEOBNRv2 has spins either aligned or antialigned with the orbital angular momentum. Therefore, there is no precession (wobbling of orientation, like that of a spinning top) of the system.
  • IMRPhenomPv2 includes an approximate description of precession, packaging up the most important information about precession into a single parameter \chi_\mathrm{p}.

For GW150914, we also performed a follow-up analysis using a much more expensive waveform SEOBNRv3 which more fully includes the effect of both spins on precession. These results weren’t ready at the time of the announcement, because the waveform is laborious to run.

For GW170104, there were discussions that using a spin-aligned waveform was old hat, and that we should really only use the two precessing models. Hence, we started on the endeavour of producing SEOBNRv3 results. Fortunately, the code has been sped up a little, although it is still not quick to run. I am extremely grateful to Scott Coughlin (one of the folks behind Gravity Spy), Andrea Taracchini and Stas Babak for taking charge of producing results in time for the paper, in what was a Herculean effort.

I spent a few sleepless nights, trying to calculate if the analysis was converging quickly enough to make our target submission deadline, but it did work out in the end. Still, don’t necessarily expect we’ll do this for a all future detections.

Since the waveforms have rather scary technical names, in the paper we refer to IMRPhenomPv2 as the effective precession model and SEOBNRv3 as the full precession model.

On distance

Distance measurements for gravitational wave sources have significant uncertainties. The distance is difficult to measure as it determined from the signal amplitude, but this is also influences by the binary’s inclination. A signal could either be close and edge on or far and face on-face off.

Distance and inclination

Estimated luminosity distance D_\mathrm{L} and binary inclination angle \theta_{JN}. The two-dimensional shows the probability distribution for GW170104 as well as 50% and 90% contours. The one-dimensional plot shows results using different waveform models. The dotted lines mark the edge of our 90% probability intervals. Figure 4 of the GW170104 Supplemental Material (Figure 9 of the arXiv version).

The uncertainty on the distance rather awkwardly means that we can’t definitely say that GW170104 came from a further source than GW150914 or GW151226, but it’s a reasonable bet. The 90% credible intervals on the distances are 250–570 Mpc for GW150194, 250–660 Mpc for GW151226, 490–1330 Mpc for GW170104 and 500–1500 Mpc for LVT151012.

Translating from a luminosity distance to a travel time (gravitational waves do travel at the speed of light, our tests of dispersion are consistent wit that!), the GW170104 black holes merged somewhere between 1.3 and 3.0 billion years ago. This is around the time that multicellular life first evolved on Earth, and means that black holes have been colliding longer than life on Earth has been reproducing sexually.

Time line

A first draft of the paper (version 2; version 1 was a copy-and-paste of the Boxing Day Discovery Paper) was circulated to the Compact Binary Coalescence and Burst groups for comments on 4 March. This was still a rough version, and we wanted to check that we had a good outline of the paper. The main feedback was that we should include more about the astrophysical side of things. I think the final paper has a better balance, possibly erring on the side of going into too much detail on some of the more subtle points (but I think that’s better than glossing over them).

A first proper draft (version 3) was released to the entire Collaboration on 12 March in the middle of our Collaboration meeting in Pasadena. We gave an oral presentation the next day (I doubt many people had read the paper by then). Collaboration papers are usually allowed two weeks for people to comment, and we followed the same procedure here. That was not a fun time, as there was a constant trickle of comments. I remember waking up each morning and trying to guess how many emails would be in my inbox–I normally low-balled this.

I wasn’t too happy with version 3, it was still rather rough. The members of the Paper Writing Team had been furiously working on our individual tasks, but hadn’t had time to look at the whole. I was much happier with the next draft (version 4). It took some work to get this together, following up on all the comments and trying to address concerns was a challenge. It was especially difficult as we got a series of private comments, and trying to find a consensus probably made us look like the bad guys on all sides. We released version 4 on 14 April for a week of comments.

The next step was approval by the LIGO and Virgo executive bodies on 24 April. We prepared version 5 for this. By this point, I had lost track of which sentences I had written, which I had merely typed, and which were from other people completely. There were a few minor changes, mostly adding technical caveats to keep everyone happy (although they do rather complicate the flow of the text).

The paper was circulated to the Collaboration for a final week of comments on 26 April. Most comments now were about typos and presentation. However, some people will continue to make the same comment every time, regardless of how many times you explain why you are doing something different. The end was in sight!

The paper was submitted to Physical Review Letters on 9 May. I was hoping that the referees would take a while, but the reports were waiting in my inbox on Monday morning.

The referee reports weren’t too bad. Referee A had some general comments, Referee B had some good and detailed comments on the astrophysics, and Referee C gave the paper a thorough reading and had some good suggestions for clarifying the text. By this point, I have been staring at the paper so long that some outside perspective was welcome. I was hoping that we’d have a more thorough review of the testing general relativity results, but we had Bob Wald as one of our Collaboration Paper reviewers (the analysis, results and paper are all reviewed internally), so I think we had already been held to a high standard, and there wasn’t much left to say.

We put together responses to the reports. There were surprisingly few comments from the Collaboration at this point. I guess that everyone was getting tired. The paper was resubmitted and accepted on 20 May.

One of the suggestions of Referee A was to include some plots showing the results of the searches. People weren’t too keen on showing these initially, but after much badgering they were convinced, and it was decided to put these plots in the Supplemental Material which wouldn’t delay the paper as long as we got the material submitted by 26 May. This seemed like plenty of time, but it turned out to be rather frantic at the end (although not due to the new plots). The video below is an accurate representation of us trying to submit the final version.

I have an email which contains the line “Many Bothans died to bring us this information” from 1 hour and 18 minutes before the final deadline.

After this, things were looking pretty good. We had returned the proofs of the main paper (I had a fun evening double checking the author list. Yes, all of them). We were now on version 11 of the paper.

Of course, there’s always one last thing. On 31 May, the evening before publication, Salvo Vitale spotted a typo. Nothing serious, but annoying. The team at Physical Review Letters were fantastic, and took care of it immediately!

There’ll still be one more typo, there always is…

Looking back, it is clear that the principal bottle-neck in publishing the results is getting the Collaboration to converge on the paper. I’m not sure how we can overcome this… Actually, I have some ideas, but none that wouldn’t involve some form of doomsday device.

Detector status

The sensitivities of the LIGO Hanford and Livinston detectors are around the same as they were in the first observing run. After the success of the first observing run, the second observing run is the difficult follow up album. Livingston has got a little better, while Hanford is a little worse. This is because the Livingston team concentrate on improving low frequency sensitivity whereas the Hanford team focused on improving high frequency sensitivity. The Hanford team increased the laser power, but this introduces some new complications. The instruments are extremely complicated machines, and improving sensitivity is hard work.

The current plan is to have a long commissioning break after the end of this run. The low frequency tweaks from Livingston will be transferred to Hanford, and both sites will work on bringing down other sources of noise.

While the sensitivity hasn’t improved as much as we might have hoped, the calibration of the detectors has! In the first observing run, the calibration uncertainty for the first set of published results was about 10% in amplitude and 10 degrees in phase. Now, uncertainty is better than 5% in amplitude and 3 degrees in phase, and people are discussing getting this down further.

Spin evolution

As the binary inspirals, the orientation of the spins will evolve as they precess about. We always quote measurements of the spins at a point in the inspiral corresponding to a gravitational wave frequency of 20 Hz. This is most convenient for our analysis, but you can calculate the spins at other points. However, the resulting probability distributions are pretty similar at other frequencies. This is because the probability distributions are primarily determined by the combination of three things: (i) our prior assumption of a uniform distribution of spin orientations, (ii) our measurement of the effective inspiral spin, and (iii) our measurement of the mass ratio. A uniform distribution stays uniform as spins evolve, so this is unaffected, the effective inspiral spin is approximately conserved during inspiral, so this doesn’t change much, and the mass ratio is constant. The overall picture is therefore qualitatively similar at different moments during the inspiral.

Footnotes

I love footnotes. It was challenging for me to resist having any in the paper.

Gravity waves

It is possible that internal gravity waves (that is oscillations of the material making up the star, where the restoring force is gravity, not gravitational waves, which are ripples in spacetime), can transport angular momentum from the core of a star to its outer envelope, meaning that the two could rotate in different directions (Rogers, Lin & Lau 2012). I don’t think anyone has studied this yet for the progenitors of binary black holes, but it would be really cool if gravity waves set the properties of gravitational wave sources.

I really don’t want to proof read the paper which explains this though.

Colour scheme

For our plots, we use a consistent colour coding for our events. GW150914 is blue; LVT151012 is green; GW151226 is red–orange, and GW170104 is purple. The colour scheme is designed to be colour blind friendly (although adopting different line styles would perhaps be more distinguishable), and is implemented in Python in the Seaborn package as colorblind. Katerina Chatziioannou, who made most of the plots showing parameter estimation results is not a fan of the colour combinations, but put a lot of patient effort into polishing up the plots anyway.

The Boxing Day Event

Advanced LIGO’s first observing run (O1) got off to an auspicious start with the detection of GW150914 (The Event to its friends). O1 was originally planned to be three months long (September to December), but after the first discovery, there were discussions about extending the run. No major upgrades to the detectors were going to be done over the holidays anyway, so it was decided that we might as well leave them running until January.

By the time the Christmas holidays came around, I was looking forward to some time off. And, of course, lots of good food and the Doctor Who Christmas Special. The work on the first detection had been exhausting, and the Collaboration reached the collective decision that we should all take some time off [bonus note]. Not a creature was stirring, not even a mouse.

On Boxing Day, there was a sudden flurry of emails. This could only mean one thing. We had another detection! Merry GW151226 [bonus note]!

A Christmas gift

I assume someone left out milk and cookies at the observatories. A not too subtle hint from Nutsinee Kijbunchoo’s comic in the LIGO Magazine.

I will always be amazed how lucky we were detecting GW150914. This could have been easily missed if we were just a little later starting observing. If that had happened, we might not have considered extended O1, and would have missed GW151226 too!

GW151226 is another signal from a binary black hole coalescence. This wasn’t too surprising at the time, as we had estimated such signals should be pretty common. It did, however, cause a slight wrinkle in discussions of what to do in the papers about the discovery of GW150914. Should we mention that we had another potential candidate? Should we wait until we had analysed the whole of O1 fully? Should we pack it all in and have another slice of cake? In the end we decided that we shouldn’t delay the first announcement, and we definitely shouldn’t rush the analysis of the full data set. Therefore, we went ahead with the original plan of just writing about the first month of observations and giving slightly awkward answers, mumbling about still having data to analyse, when asked if we had seen anything else [bonus note]. I’m not sure how many people outside the Collaboration suspected.

The science

What have we learnt from analysing GW151226, and what have we learnt from the whole of O1? We’ve split our results into two papers.

0. The Boxing Day Discovery Paper

Title: GW151226: Observation of gravitational waves from a 22-solar-mass binary black hole
arXiv: 1606.04855 [gr-qc]
Journal: Physical Review Letters116(24):241103(14)
LIGO science summary: GW151226: Observation of gravitational waves from a 22 solar-mass binary black hole (by Hannah Middleton and Carl-Johan Haster)

This paper presents the discovery of GW151226 and some of the key information about it. GW151226 is not as loud as GW150914, you can’t spot it by eye in the data, but it still stands out in our search. This is a clear detection! It is another binary black hole system, but it is a lower mass system than GW150914 (hence the paper’s title—it’s a shame they couldn’t put in the error bars though).

This paper summarises the highlights of the discovery, so below, I’ll explain these without going into too much technical detail.

More details: The Boxing Day Discovery Paper summary

1. The O1 Binary Black Hole Paper

Title: Binary black hole mergers in the first Advanced LIGO observing run
arXiv: 1606.04856 [gr-qc]
Journal: Physical Review X6(4):041015(36)
Posterior samples: Release v1.0

This paper brings together (almost) everything we’ve learnt about binary black holes from O1. It discusses GW150915, LVT151012 and GW151226, and what we are starting to piece together about stellar-mass binary black holes from this small family of gravitational-wave events.

For the announcement of GW150914, we put together 12 companion papers to go out with the detection announcement. This paper takes on that role. It is Robin, Dr Watson, Hermione and Samwise Gamgee combined. There’s a lot of delicious science packed into this paper (searches, parameter estimation, tests of general relativity, merger rate estimation, and astrophysical implications). In my summary below, I’ll delve into what we have done and what our results mean.

The results of this paper have now largely been updated in the O2 Catalogue Paper.

More details: The O1 Binary Black Hole Paper summary

If you are interested in our science results, you can find data releases accompanying the events at the LIGO Open Science Center. These pages also include some wonderful tutorials to play with.

The Boxing Day Discovery Paper

Synopsis: Boxing Day Discovery Paper
Read this if: You are excited about the discovery of GW151226
Favourite part: We’ve done it again!

The signal

GW151226 is not as loud as GW150914, you can’t spot it by eye in the data. Therefore, this paper spends a little more time than GW150914’s Discovery Paper talking about the ingredients for our searches.

GW151226 was found by two pipelines which specifically look for compact binary coalescences: the inspiral and merger of neutron stars or black holes. We have templates for what we think these signals should look like, and we filter the data against a large bank of these to see what matches [bonus note].

For the search to work, we do need accurate templates. Figuring out what the waveforms for binary black coalescence should look like is a difficult job, and has taken almost as long as figuring out how to build the detectors!

The signal arrived at Earth 03:38:53 GMT on 26 December 2015 and was first identified by a search pipeline within 70 seconds. We didn’t have a rapid templated search online at the time of GW150914, but decided it would be a good idea afterwards. This allowed us to send out an alert to our astronomer partners so they could look for any counterparts (I don’t think any have been found [bonus note]).

The unmodelled searches (those which don’t use templates, but just coherent signals in both detectors) which first found GW150914 didn’t find GW151226. This isn’t too surprising, as they are less sensitive. You can think of the templated searches as looking for Wally (or Waldo if you’re North American), using the knowledge that he’s wearing glasses, and a red and white stripped bobble hat, but the unmodelled searches are looking for him just knowing that he’s the person that’s on on every page.

GW151226 is the second most significant event in the search for binary black holes after The Event. Its significance is not quite off the charts, but is great enough that we have a hard time calculating exactly how significant it is. Our two search pipelines give estimates of the p-value (the probability you’d see something at least this signal-like if you only had noise in your detectors) of < 10^{-7} and 3.5 \times 10^{-6}, which are pretty good!

The source

To figure out the properties of the source, we ran our parameter-estimation analysis.

GW151226 comes from a black hole binary with masses of 14.2^{+8.3}_{-3.7} M_\odot and 7.5^{+2.3}_{-2.3} M_\odot [bonus note], where M_\odot is the mass of our Sun (about 330,000 times the mass of the Earth). The error bars indicate our 90% probability ranges on the parameters. These black holes are less massive than the source of GW150914 (the more massive black hole is similar to the less massive black hole of LVT151012). However, the masses are still above what we believe is the maximum possible mass of a neutron star (around 3 M_\odot). The masses are similar to those observed for black holes in X-ray binaries, so perhaps these black holes are all part of the same extended family.

A plot showing the probability distributions for the masses is shown below. It makes me happy. Since GW151226 is lower mass than GW150914, we see more of the inspiral, the portion of the signal where the two black holes are spiralling towards each other. This means that we measure the chirp mass, a particular combination of the two masses really well. It is this which gives the lovely banana shape to the distribution. Even though I don’t really like bananas, it’s satisfying to see this behaviour as this is what we have been expecting too see!

Binary black hole masses

Estimated masses for the two black holes in the binary of the Boxing Day Event. The dotted lines mark the edge of our 90% probability intervals. The different coloured curves show different models: they agree which again made me happy! The two-dimensional distribution follows a curve of constant chirp mass. The sharp cut-off at the top-left is because m_1^\mathrm{source} is defined to be bigger than m_2^\mathrm{source}. Figure 3 of The Boxing Day Discovery Paper.

The two black holes merge to form a final black hole of 20.8^{+6.1}_{-1.7} M_\odot [bonus note].

If you add up the initial binary masses and compare this to the final mass, you’ll notice that something is missing. Across the entire coalescence, gravitational waves carry away 1.0^{+0.1}_{-0.2} M_\odot c^2 \simeq 1.8^{+0.2}_{-0.4} \times 10^{47}~\mathrm{J} of energy (where c is the speed of light, which is used to convert masses to energies). This isn’t quite as impressive as the energy of GW150914, but it would take the Sun 1000 times the age of the Universe to output that much energy.

The mass measurements from GW151226 are cool, but what’re really exciting are the spin measurements. Spin, as you might guess, is a measure of how much angular momentum a black hole has. We define it to go from zero (not spinning) to one (spinning as much as is possible). A black hole is fully described by its mass and spin. The black hole masses are most important in defining what a gravitational wave looks like, but the imprint of spin is more subtle. Therefore its more difficult to get a good measurement of the spins than the masses.

For GW150915 and LVT151012, we get a little bit of information on the spins. We can conclude that the spins are probably not large, or at least they are not large and aligned with the orbit of the binary. However, we can’t say for certain that we’ve seen any evidence that the black holes are spinning. For GW151226, al least one of the black holes (although we can’t say which) has to be spinning [bonus note].

The plot below shows the probability distribution for the two spins of the binary black holes. This shows the both the magnitude of the spin and the direction that of the spin (if the tilt is zero the black hole and the binary’s orbit both go around in the same way). You can see we can’t say much about the spin of the lower mass black hole, but we have a good idea about the spin of the more massive black hole (the more extreme the mass ratio, the less important the spin of lower mass black is, making it more difficult to measure). Hopefully we’ll learn more about spins in future detections as these could tell us something about how these black holes formed.

Orientation and magnitudes of the two spins

Estimated orientation and magnitude of the two component spins. Calculated with our precessing waveform model. The distribution for the more massive black hole is on the left, and for the smaller black hole on the right. Part of Figure 4 of The Boxing Day Discovery Paper.

There’s still a lot to learn about binary black holes, and future detections will help with this. More information about what we can squeeze out of our current results are given in the O1 Binary Black Hole Paper.

The O1 Binary Black Hole Paper

Synopsis: O1 Binary Black Hole Paper
Read this if: You want to know everything we’ve learnt about binary black holes
Favourite part: The awesome table of parameters at the end

This paper contains too much science to tackle all at once, so I’ve split it up into more bite-sized pieces, roughly following the flow of the paper. First we discuss how we find signals. Then we discuss the parameters inferred from the signals. This is done assuming that general relativity is correct, so we check for any deviations from predictions in the next section. After that, we consider the rate of mergers and what we expect for the population of binary black holes from our detections. Finally, we discuss our results in the context of wider astrophysics.

Searches

Looking for signals hidden amongst the data is the first thing to do. This paper only talks about the template search for binary black holes: other search results (including the results for binaries including neutron stars) we will reported elsewhere.

The binary black hole search was previously described in the Compact Binary Coalescence Paper. We have two pipelines which look for binary black holes using templates: PyCBC and GstLAL. These look for signals which are found in both detectors (within 15 ms of each other) which match waveforms in the template bank. A few specifics of these have been tweaked since the start of O1, but these don’t really change any of the results. An overview of the details for both pipelines are given in Appendix A of the paper.

The big difference from Compact Binary Coalescence Paper is the data. We are now analysing the whole of O1, and we are using an improved version of the calibration (although this really doesn’t affect the search). Search results are given in Section II. We have one new detection: GW151226.

Search results and GW150914, GW151226 and LVT151012

Search results for PyCBC (left) and GstLAL (right). The histograms show the number of candidate events (orange squares) compare to the background. The further an orange square is to the right of the lines, the more significant it is. Different backgrounds are shown including and excluding GW150914 (top row) and GW151226 (bottom row). Figure 3 from the O1 Binary Black Hole Paper.

The plots above show the search results. Candidates are ranked by a detection statistic (a signal-to-noise ratio modified by a self-consistency check \hat{\rho}_c for PyCBC, and a ratio of likelihood for the signal and noise hypotheses \ln \mathcal{L} for GstLAL). A larger detection statistic means something is more signal-like and we assess the significance by comparing with the background of noise events. The further above the background curve an event is, the more significant it is. We have three events that stand out.

Number 1 is GW150914. Its significance has increased a little from the first analysis, as we can now compare it against more background data. If we accept that GW150914 is real, we should remove it from the estimation of the background: this gives us the purple background in the top row, and the black curve in the bottom row.

GW151226 is the second event. It clearly stands out when zooming in for the second row of plots. Identifying GW150914 as a signal greatly improves GW151226’s significance.

The final event is LVT151012. Its significance hasn’t changed much since the initial analysis, and is still below our threshold for detection. I’m rather fond of it, as I do love an underdog.

Parameter estimation

To figure out the properties of all three events, we do parameter estimation. This was previously described in the Parameter Estimation Paper. Our results for GW150914 and LVT151012 have been updated as we have reran with the newer calibration of the data. The new calibration has less uncertainty, which improves the precision of our results, although this is really only significant for the sky localization. Technical details of the analysis are given in Appendix B and results are discussed in Section IV. You may recognise the writing style of these sections.

The probability distributions for the masses are shown below. There is quite a spectrum, from the low mass GW151226, which is consistent with measurements of black holes in X-ray binaries, up to GW150914, which contains the biggest stellar-mass black holes ever observed.

All binary black hole masses

Estimated masses for the two binary black holes for each of the events in O1. The contours mark the 50% and 90% credible regions. The grey area is excluded from our convention that m_1^\mathrm{source} \geq m_2^\mathrm{source}. Part of Figure 4 of the O1 Binary Black Hole Paper.

The distributions for the lower mass GW151226 and LVT151012 follow the curves of constant chirp mass. The uncertainty is greater for LVT151012 as it is a quieter (lower SNR) signal. GW150914 looks a little different, as the merger and ringdown portions of the waveform are more important. These place tighter constraints on the total mass, explaining the shape of the distribution.

Another difference between the lower mass inspiral-dominated signals and the higher mass GW150915 can be seen in the plot below. The shows the probability distributions for the mass ratio q = m_2^\mathrm{source}/m_1^\mathrm{source} and the effective spin parameter \chi_\mathrm{eff}, which is a mass-weighted combination of the spins aligned with the orbital angular momentum. Both play similar parts in determining the evolution of the inspiral, so there are stretching degeneracies for GW151226 and LVT151012, but this isn’t the case for GW150914.

All mass ratios and effective spins

Estimated mass ratios q and effective spins \chi_\mathrm{eff} for each of the events in O1. The contours mark the 50% and 90% credible regions. Part of Figure 4 of the O1 Binary Black Hole Paper.

If you look carefully at the distribution of \chi_\mathrm{eff} for GW151226, you can see that it doesn’t extend down to zero. You cannot have a non-zero \chi_\mathrm{eff} unless at least one of the black holes is spinning, so this clearly shows the evidence for spin.

The final masses of the remnant black holes are shown below. Each is around 5% less than the total mass of the binary which merged to form it, with the rest radiated away as gravitational waves.

All final masses and spins

Estimated masses M_\mathrm{f}^\mathrm{source} and spins a_\mathrm{f} of the remnant black holes for each of the events in O1. The contours mark the 50% and 90% credible regions. Part of Figure 4 of the O1 Binary Black Hole Paper.

The plot also shows the final spins. These are much better constrained than the component spins as they are largely determined by the angular momentum of the binary as it merged. This is why the spins are all quite similar. To calculate the final spin, we use an updated formula compared to the one in the Parameter Estimation Paper. This now includes the effect of the components’ spin which isn’t aligned with the angular momentum. This doesn’t make much difference for GW150914 or LVT151012, but the change is slightly more for GW151226, as it seems to have more significant component spins.

The luminosity distance for the sources is shown below. We have large uncertainties because the luminosity distance is degenerate with the inclination. For GW151226 and LVT151012 this does result in some beautiful butterfly-like distance–inclination plots. For GW150914, the butterfly only has the face-off inclination wing (probably as consequence of the signal being louder and the location of the source on the sky). The luminosity distances for GW150914 and GW151226 are similar. This may seem odd, because GW151226 is a quieter signal, but that is because it is also lower mass (and so intrinsically quieter).

All luminosity distances

Probability distributions for the luminosity distance of the source of each of the three events in O1. Part of Figure 4 of the O1 Binary Black Hole Paper.

Sky localization is largely determined by the time delay between the two observatories. This is one of the reasons that having a third detector, like Virgo, is an awesome idea. The plot below shows the localization relative to the Earth. You can see that each event has a localization that is part of a ring which is set by the time delay. GW150914 and GW151226 were seen by Livingston first (apparently there is some gloating about this), and LVT151012 was seen by Hanford first.

Sky localization relative to Earth.

Estimated sky localization relative to the Earth for each of the events in O1. The contours mark the 50% and 90% credible regions. H+ and L+ mark the locations of the two observatories. Part of Figure 5 of the O1 Binary Black Hole Paper.

Both GW151226 and LVT151012 are nearly overhead. This isn’t too surprising, as this is where the detectors are most sensitive, and so where we expect to make the most detections.

The improvement in the calibration of the data is most evident in the sky localization. For GW150914, the reduction in calibration uncertainty improves the localization by a factor of ~2–3! For LVT151012 it doesn’t make much difference because of its location and because it is a much quieter signal.

The map below shows the localization on the sky (actually where in Universe the signal came from). The maps have rearranged themselves because of the Earth’s rotation (each event was observed at a different sidereal time).

Sky localization in equatorial coordinates

Estimated sky localization (in right ascension and declination) for each of the events in O1. The contours mark the 50% and 90% credible regions. Part of Figure 5 of the O1 Binary Black Hole Paper.

We’re nowhere near localising sources to single galaxies, so we may never know exactly where these signals originated from.

Tests of general relativity

The Testing General Relativity Paper reported several results which compared GW150914 with the predictions of general relativity. Either happily or sadly, depending upon your point of view, it passed them all. In Section V of the paper, we now add GW151226 into the mix. (We don’t add LVT151012 as it’s too quiet to be much use).

A couple of the tests for GW150914 looked at the post-inspiral part of the waveform, looking at the consistency of mass and spin estimates, and trying to match the ringdown frequency. Since GW151226 is lower mass, we can’t extract any meaningful information from the post-inspiral portion of the waveform, and so it’s not worth repeating these tests.

However, the fact that GW151226 has such a lovely inspiral means that we can place some constraints on post-Newtonian parameters. We have lots and lots of cycles, so we are sensitive to any small deviations that arise during inspiral.

The plot below shows constraints on deviations for a set of different waveform parameters. A deviation of zero indicates the value in general relativity. The first four boxes (for parameters referred to as \varphi_i in the Testing General Relativity Paper) are parameters that affect the inspiral. The final box on the right is for parameters which impact the merger and ringdown. The top row shows results for GW150914, these are updated results using the improved calibrated data. The second row shows results for GW151226, and the bottom row shows what happens when you combine the two.

O1 testing general relativity bounds

Probability distributions for waveform parameters. The top row shows bounds from just GW150914, the second from just GW151226, and the third from combining the two. A deviation of zero is consistent with general relativity. Figure 6 from the O1 Binary Black hole Paper.

All the results are happily about zero. There were a few outliers for GW150914, but these are pulled back in by GW151226. We see that GW151226 dominates the constraints on the inspiral parameters, but GW150914 is more important for the merger–ringdown \alpha_i parameters.

Again, Einstein’s theory passes the test. There is no sign of inconsistency (yet). It’s clear that adding more results greatly improves our sensitivity to these parameters, so these tests will continue put general relativity through tougher and tougher tests.

Rates

We have a small number of events, around 2.9 in total, so any estimates of how often binary black holes merge will be uncertain. Of course, just because something is tricky, it doesn’t mean we won’t give it a go! The Rates Paper discussed estimates after the first 16 days of coincident data, when we had just 1.9 events. Appendix C gives technical details and Section VI discusses results.

The whole of O1 is about 52 days’ worth of coincident data. It’s therefore about 3 times as long as the initial stretch. in that time we’ve observed about 3/2 times as many events. Therefore, you might expect that the event rate is about 1/2 of our original estimates. If you did, get yourself a cookie, as you are indeed about right!

To calculate the rates we need to assume something about the population of binary black holes. We use three fiducial distributions:

  1. We assume that binary black holes are either like GW150914, LVT151012 or GW151226. This event-based rate is different from the previous one as it now includes an extra class for GW151226.
  2. A flat-in-the-logarithm-of-masses distribution, which we expect gives a sensible lower bound on the rate.
  3. A power law slope for the larger black hole of -2.35, which we expect gives a sensible upper bound on the rate.

We find that the rates are 1. 54^{+111}_{-40}~\mathrm{Gpc^{-3}\,yr^{-1}}, 2. 30^{+46}_{-21}~\mathrm{Gpc^{-3}\,yr^{-1}}, and 3. 97^{+149}_{-68}~\mathrm{Gpc^{-3}\,yr^{-1}}. As expected, the first rate is nestled between the other two.

Despite the rates being lower, there’s still a good chance we could see 10 events by the end of O2 (although that will depend on the sensitivity of the detectors).

A new results that is included in with the rates, is a simple fit for the distribution of black hole masses [bonus note]. The method is described in Appendix D. It’s just a repeated application of Bayes’ theorem to go from the masses we measured from the detected sources, to the distribution of masses of the entire population.

We assume that the mass of the larger black hole is distributed according to a power law with index \alpha, and that the less massive black hole has a mass uniformly distributed in mass ratio, down to a minimum black hole mass of 5 M_\odot. The cut-off, is the edge of a speculated mass gap between neutron stars and black holes.

We find that \alpha = 2.5^{+1.5}_{-1.6}. This has significant uncertainty, so we can’t say too much yet. This is a slightly steeper slope than used for the power-law rate (although entirely consistent with it), which would nudge the rates a little lower. The slope does fit in with fits to the distribution of masses in X-ray binaries. I’m excited to see how O2 will change our understanding of the distribution.

Astrophysical implications

With the announcement of GW150914, the Astrophysics Paper reviewed predictions for binary black holes in light of the discovery. The high masses of GW150914 indicated a low metallicity environment, perhaps no more than half of solar metallicity. However, we couldn’t tell if GW150914 came from isolated binary evolution (two stars which have lived and died together) or a dynamical interaction (probably in a globular cluster).

Since then, various studies have been performed looking at both binary evolution (Eldridge & Stanway 2016; Belczynski et al. 2016de Mink & Mandel 2016Hartwig et al. 2016; Inayoshi et al. 2016; Lipunov et al. 2016) and dynamical interactions (O’Leary, Meiron & Kocsis 2016; Mapelli 2016; Rodriguez et al. 2016), even considering binaries around supermassive black holes (Bartos et al. 2016; Stone, Metzger & Haiman 2016). We don’t have enough information to tell the two pathways apart. GW151226 gives some new information. Everything is reviewed briefly in Section VII.

GW151226 and LVT151012 are lower mass systems, and so don’t need to come from as low a metallicity environment as GW150914 (although they still could). Both are also consistent with either binary evolution or dynamical interactions. However, the low masses of GW151226 mean that it probably does not come from one particular binary formation scenario, chemically homogeneous evolution, and it is less likely to come from dynamical interactions.

Building up a population of sources, and getting better measurements of spins and mass ratios will help tease formation mechanisms apart. That will take a while, but perhaps it will be helped if we can do multi-band gravitational-wave astronomy with eLISA.

This section also updates predictions from the Stochastic Paper for the gravitational-wave background from binary black holes. There’s a small change from an energy density of \Omega_\mathrm{GW} = 1.1^{+2.7}_{-0.9} \times 10^{-9} at a frequency of 25 Hz to \Omega_\mathrm{GW} = 1.2^{+1.9}_{-0.9} \times 10^{-9}. This might be measurable after a few years at design sensitivity.

Conclusion

We are living in the future. We may not have hoverboards, but the era of gravitational-wave astronomy is here. Not in 20 years, not in the next decade, not in five more years, now. LIGO has not just opened a new window, it’s smashed the window and jumped through it just before the explosion blasts the side off the building. It’s so exciting that I can’t even get my metaphors straight. The introductory paragraphs of papers on gravitational-wave astronomy will never be the same again.

Although we were lucky to discover GW150914, it wasn’t just a fluke. Binary black coalescences aren’t that rare and we should be detecting more. Lots more. You know that scene in a movie where the heroes have defeated a wave of enemies and then the camera pans back to show the approaching hoard that stretches to the horizon? That’s where we are now. O2 is coming. The second observing run, will start later this year, and we expect we’ll be adding many entries to our list of binary black holes.

We’re just getting started with LIGO and Virgo. There’ll be lots more science to come.

If you made it this far, you deserve a biscuit. A fancy one too, not just a digestive.

Or, if you’re hungry for more, here are some blogs from my LIGO colleagues

  • Daniel Williams (a PhD student at University of Glasgow)
  • Matt Pitkin (who is hunting for continuous gravitational waves)
  • Shane Larson (who is also investigating mutli-band gravitational-wave astronomy)
  • Amber Sturver (who works at the Livingston Observatory)

My group at Birmingham also made some short reaction videos (I’m too embarrassed to watch mine).

Bonus notes

Christmas cease-fire

In the run-up to the holidays, there were lots of emails that contained phrases like “will have to wait until people get back from holidays” or “can’t reply as the group are travelling and have family commitments”. No-one ever said that they were taking a holiday, but just that it was happening in general, so we’d all have to wait for a couple of weeks. No-one ever argued with this, because, of course, while you were waiting for other people to do things, there was nothing you could do, and so you might as well take some time off. And you had been working really hard, so perhaps an evening off and an extra slice of cake was deserved…

Rather guiltily, I must confess to ignoring the first few emails on Boxing Day. (Although I saw them, I didn’t read them for reasons of plausible deniability). I thought it was important that my laptop could have Boxing Day off. Thankfully, others in the Collaboration were more energetic and got things going straight-away.

Naming

Gravitational-wave candidates (or at least the short ones from merging binary black holes which we have detected so far), start off life named by a number in our database. This event started life out as G211117. After checks and further analysis, to make sure we can’t identify any environmental effects which could have caused the detector to misbehave, candidates are renamed. Those which are significant enough to be claimed as a detection get the Gravitational Wave (GW) prefix. Those we are less certain of get the LIGO–Virgo Trigger (LVT) prefix. The rest of the name is the date in Coordinated Universal Time (UTC). The new detection is GW151226.

Informally though, it is the Boxing Day Event. I’m rather impressed that this stuck as the Collaboration is largely US based: it was still Christmas Day in the US when the detection was made, and Americans don’t celebrate Boxing Day anyway.

Other searches

We are now publishing the results of the O1 search for binary black holes with a template bank which goes up to total observed binary masses of 100 M_\odot. Therefore we still have to do the same about searches for anything else. The results from searches for other compact binaries should appear soon (binary neutron star and neutron star–black hole upper limits; intermediate mass black hole binary upper limits). It may be a while before we have all the results looking for continuous waves.

Matched filtering

The compact binary coalescence search uses matched filtering to hunt for gravitational waves. This is a well established technique in signal processing. You have a template signal, and you see how this correlates with the data. We use the detectors’ sensitivity to filter the data, so that we give more weight to bits which match where we are sensitive, and little weight to matches where we have little sensitivity.

I imagine matched filtering as similar to how I identify a piece of music: I hear a pattern of notes and try to compare to things I know. Dum-dum-dum-daah? Beethoven’s Fifth.

Filtering against a large number of templates takes a lot of computational power, so we need to be cunning as to which templates we include. We don’t want to miss anything, so we need enough templates to cover all possibilities, but signals from similar systems can look almost identical, so we just need one representative template included in the bank. Think of trying to pick out Under Pressure, you could easily do this with a template for Ice Ice Baby, and you don’t need both Mr Brightside and Ode to Joy.

It doesn’t matter if the search doesn’t pick out a template that perfectly fits the properties of the source, as this is what parameter estimation is for.

The figure below shows how effective matched filtering can be.

  • The top row shows the data from the two interferometers. It’s been cleaned up a little bit for the plot (to keep the experimentalists happy), but you can see that the noise in the detectors is seemingly much bigger than the best match template (shown in black, the same for both detectors).
  • The second row shows the accumulation of signal-to-noise ratio (SNR). If you correlate the data with the template, you see that it matches the template, and keeps matching the template. This is the important part, although, at any moment it looks like there’s just random wibbles in the detector, when you compare with a template you find that there is actually a signal which evolves in a particular way. The SNR increases until the signal stops (because the black holes have merged). It is a little lower in the Livinston detector as this was slightly less sensitive around the time of the Boxing Day Event.
  • The third row shows how much total SNR you would get if you moved the best match template around in time. There’s a clear peak. This is trying to show that the way the signal changes is important, and you wouldn’t get a high SNR when the signal isn’t there (you would normally expect it to be about 1).
  • The final row shows the amount of energy at a particular frequency at a particular time. Compact binary coalescences have a characteristic chirp, so you would expect a sweep from lower frequencies up to higher frequencies. You can just about make it out in these plots, but it’s not obvious as for GW150914. This again shows the value of matched filtering, but it also shows that there’s no other weird glitchy stuff going on in the detectors at the time.
The effectiveness of matched filtering for GW151226

Observation of The Boxing Day Event in LIGO Hanford and LIGO Livingston. The top row shows filtered data and best match template. The second row shows how this template accumulates signal-to-noise ratio. The third row shows signal-to-noise ratio of this template at different end times. The fourth row shows a spectrogram of the data. Figure 1 of the Boxing Day Discovery Paper.

Electromagnetic and neutrino follow-up

Reports by electromagnetic astronomers on their searches for counterparts so far are:

Reports by neutrino astronomers are:

  • ANTARES and IceCube—a search for high-energy neutrinos (above 100 GeV) coincident with LVT151012 or GW151226.
  • KamLAND—a search for neutrinos (1.8 MeV to 111 MeV) coincident with GW150914, LVT151012 or GW151226.
  • Pierre Auger Observatory—a search for ultra high-energy (above 100 PeV) neutrinos coincident with GW150914, LVT151012 or GW151226.
  • Super-Kamiokande—a search for neutrinos (of a wide range of energies, from 3.5 MeV to 100 PeV) coincident with GW150914 or GW151226.
  • Borexino—a search for low-energy (250 keV to 15 MeV) neutrinos coincident with GW150914, GW151226 and GW170104.
  • NOvA—a search for neutrinos and cosmic rays (or a wide range of energies, from 10 MeV to over a GeV) coincident with all events from O1 and O2, plus triggers from O3.

No counterparts have been claimed, which isn’t surprising for a binary black hole coalescence.

Rounding

In various places, the mass of the smaller black hole is given as 8 M_\odot. The median should really round to 7 M_\odot as to three significant figures it is 7.48 M_\odot. This really confused everyone though, as with rounding you’d have a binary with components of masses 14 M_\odot and 7 M_\odot and total mass 22 M_\odot. Rounding is a pain! Fortunately, 8 M_\odot lies well within the uncertainty: the 90% range is 5.2\text{--}9.8 M_\odot.

Black holes are massive

I tried to find a way to convert the mass of the final black hole into every day scales. Unfortunately, the thing is so unbelievably massive, it just doesn’t work: it’s no use relating it to elephants or bowling balls. However, I did have some fun looking up numbers. Currently, it costs about £2 to buy a 180 gram bar of Cadbury’s Bourneville. Therefore, to buy an equivalent amount of dark chocolate would require everyone on Earth to save up for about 600 millions times the age of the Universe (assuming GDP stays constant). By this point, I’m sure the chocolate will be past its best, so it’s almost certainly a big waste of time.

Maximum minimum spin

One of the statistics people really seemed to latch on to for the Boxing Day Event was that at least one of the binary black holes had to have a spin of greater than 0.2 with 99% probability. It’s a nice number for showing that we have a preference for some spin, but it can be a bit tricky to interpret. If we knew absolutely nothing about the spins, then we would have a uniform distribution on both spins. There’d be a 10% chance that the spin of the more massive black hole is less than 0.1, and a 10% chance that the spin of the other black hole is less than 0.1. Hence, there’s a 99% probability that there is at least one black hole with spin greater than 0.1, even though we have no evidence that the black holes are spinning (or not). Really, you need to look at the full probability distributions for the spins, and not just the summary statistics, to get an idea of what’s going on.

Just one more thing…

The fit for the black hole mass distribution was the last thing to go in the paper. It was a bit frantic to get everything reviewed in time. In the last week, there were a couple of loud exclamations from the office next to mine, occupied by John Veitch, who as one of the CBC chairs has to keep everything and everyone organised. (I’m not quite sure how John still has so much of his hair). It seems that we just can’t stop doing science. There is a more sophisticated calculation in the works, but the foot was put down that we’re not trying to cram any more into the current papers.

Advanced LIGO: O1 is here!

The LIGO sites

Aerial views of LIGO Hanford (left) and LIGO Livingston (right). Both have 4 km long arms (arranged in an L shape) which house the interferometer beams. Credit: LIGO/Caltech/MIT.

The first observing run (O1) of Advanced LIGO began just over a week ago. We officially started at 4 pm British Summer Time, Friday 18 September. It was a little low key: you don’t want lots of fireworks and popping champagne corks next to instruments incredibly sensitive to vibrations. It was a smooth transition from our last engineering run (ER8), so I don’t even think there were any giant switches to throw. Of course, I’m not an instrumentalist, so I’m not qualified to say. In any case, it is an exciting time, and it is good to see some media attention for the Collaboration (with stories from Nature, the BBC and Science).

I would love to keep everyone up to date with the latest happenings from LIGO. However, like everyone in the Collaboration, I am bound by a confidentiality agreement. (You don’t want to cross people with giant lasers). We can’t have someone saying that we have detected a binary black hole (or that we haven’t) before we’ve properly analysed all the data, finalised calibration, reviewed all the code, double checked our results, and agreed amongst ourselves that we know what’s going on. When we are ready, announcements will come from the LIGO Spokespreson Gabriela González and the Virgo Spokesperson Fulvio Ricci. Event rates are uncertain and we’re not yet at final sensitivity, so don’t expect too much of O1.

There are a couple of things that I can share about our status. Whereas normally everything I write is completely unofficial, these are suggested replies to likely questions.

Have you started taking data?
We began collecting science quality data at the beginning of September, in preparation of the first Observing Run that started on Friday, September 18, and are planning on collecting data for about 4 months

We certainly do have data, but there’s nothing new about that (other than the improved sensitivity). Data from the fifth and sixth science runs of initial LIGO are now publicly available from the Gravitational Wave Open Science Center. You can go through it and try to find anything we missed (which is pretty cool).

Have you seen anything in the data yet?
We analyse the data “online” in an effort to provide fast information to astronomers for possible follow up of triggers using a relatively low statistical significance (a false alarm rate of ~1/month). We have been tuning the details of the communication procedures, and we have not yet automated all the steps that can be, but we will send alerts to astronomers above the threshold agreed as soon as we can after those triggers are identified. Since analysis to validate and candidate in gravitational-wave data can take months, we will not be able to say anything about results in the data on short time scales. We will share any and all results when ready, though probably not before the end of the Observing Run. 

Analysing the data is tricky, and requires lots of computing time, as well as carefully calibration of the instruments (including how many glitches they produce which could look like a gravitational-wave trigger). It takes a while to get everything done.

We heard that you sent a gravitational-wave trigger to astronomers already—is that true?
During O1, we will send alerts to astronomers above a relatively low significance threshold; we have been practising communication with astronomers in ER8. We are following this policy with partners who have signed agreement with us and have observational capabilities ready to follow up triggers. Because we cannot validate gravitational-wave events until we have enough statistics and diagnostics, we have confidentiality agreements about any triggers that hare shared, and we hope all involved abide by those rules.

I expect this is a pre-emptive question and answer. It would be amazing if we could see an electromagnetic (optical, gamma-ray, radio, etc.) counterpart to a gravitational wave. (I’ve done some work on how well we can localise gravitational-wave sources on the sky). It’s likely that any explosion or afterglow that is visible will fade quickly, so we want astronomers to be able to start looking straight-away. This means candidate events are sent out before they’re fully vetted: they could just be noise, they could be real, or they could be a blind injection. A blind injection is when a fake signal is introduced to the data secretly; this is done to keep us honest and check that our analysis does work as expected (since we know what results we should get for the signal that was injected). There was a famous blind injection during the run of initial LIGO called Big Dog. (We take gravitational-wave detection seriously). We’ve learnt a lot from injections, even if they are disappointing. Alerts will be sent out for events with false alarm rates of about one per month, so we expect a few across O1 just because of random noise.

While I can’t write more about the science from O1, I will still be posting about astrophysics, theory and how we analyse data. Those who are impatient can be reassured that gravitational waves have been detected, just indirectly, from observations of binary pulsars.

Periastron shift of binary pulsar

The orbital decay of the Hulse-Taylor binary pulsar (PSR B1913+16). The points are measured values, while the curve is the theoretical prediction for gravitational waves. I love this plot. Credit: Weisberg & Taylor (2005).

Update: Advanced LIGO detects gravitational waves!