GW170814—Enter Virgo

September 27, 2017January 28, 2020 / CPLB / 2 Comments

On 14 August 2017 a gravitational wave signal (GW170814), originating from the coalescence of a binary black hole system, was observed by the global gravitational-wave observatory network of the two Advanced LIGO detectors and Advanced Virgo. That’s right, Virgo is in the game!

Very few things excite me like unlocking a new character in Smash Bros. A new gravitational wave observatory might come close.

Advanced Virgo joined O2, the second observing run of the advanced detector era, on 1 August. This was a huge achievement. It has not been an easy route commissioning the new detector—it never ceases to amaze me how sensitive these machines are. Together, Advanced Virgo (near Pisa) and the two Advanced LIGO detectors (in Livingston and Hanford in the US) would take data until the end of O2 on 25 August.

On 14 August, we found a signal. A signal that was observable in all three detectors [bonus note]. Virgo is less sensitive than the LIGO instruments, so there is no impressive plot that shows something clearly popping out, but the Virgo data do complement the LIGO observations, indicating a consistent signal in all three detectors [bonus note].

Three different ways of visualising GW170814: an SNR time series, a spectrogram and a waveform reconstruction

A cartoon of three different ways to visualise GW170814 in the three detectors. These take a bit of explaining. The top panel shows the signal-to-noise ratio the search template that matched GW170814. They peak at the time corresponding to the merger. The peaks are clear in Hanford and Livingston. The peak in Virgo is less exceptional, but it matches the expected time delay and amplitude for the signal. The middle panels show time–frequency plots. The upward sweeping chirp is visible in Hanford and Livingston, but less so in Virgo as it is less sensitive. The plot is zoomed in so that its possible to pick out the detail in Virgo, but the chirp is visible for a longer stretch of time than plotted in Livingston. The bottom panel shows whitened and band-passed strain data, together with the 90% region of the binary black hole templates used to infer the parameters of the source (the narrow dark band), and an unmodelled, coherent reconstruction of the signal (the wider light band) . The agreement between the templates and the reconstruction is a check that the gravitational waves match our expectations for binary black holes. The whitening of the data mirrors how we do the analysis, by weighting noise at different frequency by an estimate of their typical fluctuations. The signal does certainly look like the inspiral, merger and ringdown of a binary black hole. Figure 1 of the GW170814 Paper.

The signal originated from the coalescence of two black holes. GW170814 is thus added to the growing family of GW150914, LVT151012, GW151226 and GW170104.

GW170814 most closely resembles GW150914 and GW170104 (perhaps there’s something about ending with a 4). If we compare the masses of the two component black holes of the binary ( $m_1$ and $m_2$ ), and the black hole they merge to form ( $M_\mathrm{f}$ ), they are all quite similar

GW150914: $m_1 = 36.2^{+5.2}_{-3.8} M_\odot$ , $m_2 = 29.1^{+3.7}_{-4.4} M_\odot$ , $M_\mathrm{f} = 62.3^{+3.7}_{-3.1} M_\odot$ ;
GW170104: $m_1 = 31.2^{+5.4}_{-6.0} M_\odot$ , $m_2 = 19.4^{+5.3}_{-5.9} M_\odot$ , $M_\mathrm{f} = 48.7^{+5.7}_{-4.6} M_\odot$ ;
GW170814: $m_1 = 30.5^{+5.7}_{-3.0} M_\odot$ , $m_2 = 25.3^{+2.8}_{-4.2} M_\odot$ , $M_\mathrm{f} = 53.2^{+3.2}_{-2.5} M_\odot$ .

GW170814’s source is another high-mass black hole system. It’s not too surprising (now we know that these systems exist) that we observe lots of these, as more massive black holes produce louder gravitational wave signals.

GW170814 is also comparable in terms of black holes spins. Spins are more difficult to measure than masses, so we’ll just look at the effective inspiral spin $\chi_\mathrm{eff}$ , a particular combination of the two component spins that influences how they inspiral together, and the spin of the final black hole $a_\mathrm{f}$

GW150914: $\chi_\mathrm{eff} = -0.06^{+0.14}_{-0.14}$ , $a_\mathrm{f} = 0.70^{+0.07}_{-0.05}$ ;
GW170104: $\chi_\mathrm{eff} = -0.12^{+0.21}_{-0.30}$ , $a_\mathrm{f} = 0.64^{+0.09}_{-0.20}$ ;
GW170814: $\chi_\mathrm{eff} = 0.06^{+0.12}_{-0.12}$ , $a_\mathrm{f} = 0.70^{+0.07}_{-0.05}$ .

There’s some spread, but the effective inspiral spins are all consistent with being close to zero. Small values occur when the individual spins are small, if the spins are misaligned with each other, or some combination of the two. I’m starting to ponder if high-mass black holes might have small spins. We don’t have enough information to tease these apart yet, but this new system is consistent with the story so far.

One of the things Virgo helps a lot with is localizing the source on the sky. Most of the information about the source location comes from the difference in arrival times at the detectors (since we know that gravitational waves should travel at the speed of light). With two detectors, the time delay constrains the source to a ring on the sky; with three detectors, time delays can narrow the possible locations down to a couple of blobs. Folding in the amplitude of the signal as measured by the different detectors adds extra information, since detectors are not equally sensitive to all points on the sky (they are most sensitive to sources over head or underneath). This can even help when you don’t observe the signal in all detectors, as you know the source must be in a direction that detector isn’t too sensitive too. GW170814 arrived at LIGO Livingston first (although it’s not a competition), then ~8 ms later at LIGO Hanford, and finally ~14 ms later at Virgo. If we only had the two LIGO detectors, we’d have an uncertainty on the source’s sky position of over 1000 square degrees, but adding in Virgo, we get this down to 60 square degrees. That’s still pretty large by astronomical standards (the full Moon is about a quarter of a square degree), but a fantastic improvement [bonus note]!

90% probability localizations for GW170814. The large banana shaped (and banana coloured, but not banana flavoured) curve uses just the two LIGO detectors, the area is 1160 square degrees. The green shows the improvement adding Virgo, the area is just 100 square degrees. Both of these are calculated using BAYESTAR, a rapid localization algorithm. The purple map is the final localization from our full parameter estimation analysis (LALInference), its area is just 60 square degrees! Whereas BAYESTAR only uses the best matching template from the search, the full parameter estimation analysis is free to explore a range of different templates. Part of Figure 3 of the GW170814 Paper.

Having additional detectors can help improve gravitational wave measurements in other ways too. One of the predictions of general relativity is that gravitational waves come in two polarizations. These polarizations describe the pattern of stretching and squashing as the wave passes, and are illustrated below.

The two polarizations of gravitational waves: plus (left) and cross (right). Here, the wave is travelling into or out of the screen. Animations adapted from those by MOBle on Wikipedia.

These two polarizations are the two tensor polarizations, but other patterns of squeezing could be present in modified theories of gravity. If we could detect any of these we would immediately know that general relativity is wrong. The two LIGO detectors are almost exactly aligned, so its difficult to get any information on other polarizations. (We tried with GW150914 and couldn’t say anything either way). With Virgo, we get a little more information. As a first illustration of what we may be able to do, we compared how well the observed pattern of radiation at the detectors matched different polarizations, to see how general relativity’s tensor polarizations compared to a signal of entirely vector or scalar radiation. The tensor polarizations are clearly preferred, so general relativity lives another day. This isn’t too surprising, as most modified theories of gravity with other polarizations predict mixtures of the different polarizations (rather than all of one). To be able to constrain all the mixtures with these short signals we really need a network of five detectors, so we’ll have to wait for KAGRA and LIGO-India to come on-line.

The siz gravitational wave polarizations

The six polarizations of a metric theory of gravity. The wave is travelling in the $z$ direction. (a) and (b) are the plus and cross tensor polarizations of general relativity. (c) and (d) are the scalar breathing and longitudinal modes, and (e) and (f) are the vector $x$ and $y$ polarizations. The tensor polarizations (in red) are transverse, the vector and longitudinal scalar mode (in green) are longitudinal. The scalar breathing mode (in blue) is an isotropic expansion and contraction, so its a bit of a mix of transverse and longitudinal. Figure 10 from (the excellent) Will (2014).

We’ll be presenting a more detailed analysis of GW170814 later, in papers summarising our O2 results, so stay tuned for more.

Title: GW170814: A three-detector observation of gravitational waves from a binary black hole coalescence
arXiv: 1709.09660 [gr-qc]
Journal: Physical Review Letters; 119(14):141101(16) [bonus note]
Data release: LIGO Open Science Center
Science summary: GW170814: A three-detector observation of gravitational waves from a binary black hole coalescence

If you’re looking for the most up-to-date results regarding GW170814, check out the O2 Catalogue Paper.

Bonus notes

Signs of paranoia

Those of you who have been following the story of gravitational waves for a while may remember the case of the Big Dog. This was a blind injection of a signal during the initial detector era. One of the things that made it an interesting signal to analyse, was that it had been injected with an inconsistent sign in Virgo compared to the two LIGO instruments (basically it was upside down). Making this type of sign error is easy, and we were a little worried that we might make this sort of mistake when analysing the real data. The Virgo calibration team were extremely careful about this, and confident in their results. Of course, we’re quite paranoid, so during the preliminary analysis of GW170814, we tried some parameter estimation runs with the data from Virgo flipped. This was clearly disfavoured compared to the right sign, so we all breathed easily.

I am starting to believe that God may be a detector commissioner. At the start of O1, we didn’t have the hardware injection systems operational, but GW150914 showed that things were working properly. Now, with a third detector on-line, GW170814 shows that the network is functioning properly. Astrophysical injections are definitely the best way to confirm things are working!

Signal hunting

Our usual way to search for binary black hole signals is compare the data to a bank of waveform templates. Since Virgo is less sensitive the the two LIGO detectors, and would only be running for a short amount of time, these main searches weren’t extended to use data from all three detectors. This seemed like a sensible plan, we were confident that this wouldn’t cause us to miss anything, and we can detect GW170814 with high significance using just data from Livingston and Hanford—the false alarm rate is estimated to be less than 1 in 27000 years (meaning that if the detectors were left running in the same state, we’d expect random noise to make something this signal-like less than once every 27000 years). However, we realised that we wanted to be able to show that Virgo had indeed seen something, and the search wasn’t set up for this.

Therefore, for the paper, we list three different checks to show that Virgo did indeed see the signal.

In a similar spirit to the main searches, we took the best fitting template (it doesn’t matter in terms of results if this is the best matching template found by the search algorithms, or the maximum likelihood waveform from parameter estimation), and compared this to a stretch of data. We then calculated the probability of seeing a peak in the signal-to-noise ratio (as shown in the top row of Figure 1) at least as large as identified for GW170814, within the time window expected for a real signal. Little blips of noise can cause peaks in the signal-to-noise ratio, for example, there’s a glitch about 50 ms after GW170814 which shows up. We find that there’s a 0.3% probability of getting a signal-to-ratio peak as large as GW170814. That’s pretty solid evidence for Virgo having seen the signal, but perhaps not overwhelming.
Binary black hole coalescences can also be detected (if the signals are short) by our searches for unmodelled signals. This was the case for GW170814. These searches were using data from all three detectors, so we can compare results with and without Virgo. Using just the two LIGO detectors, we calculate a false alarm rate of 1 per 300 years. This is good enough to claim a detection. Adding in Virgo, the false alarm rate drops to 1 per 5900 years! We see adding in Virgo improves the significance by almost a factor of 20.
Using our parameter estimation analysis, we calculate the evidence (marginal likelihood) for (i) there being a coherent signal in Livingston and Hanford, and Gaussian noise in Virgo, and (ii) there being a coherent signal in all three detectors. We then take the ratio to calculate the Bayes factor. We find that a coherent signal in all three detectors is preferred by a factor of over 1600. This is a variant of a test proposed in Veitch & Vecchio (2010); it could be fooled if the noise in Virgo is non-Gaussian (if there is a glitch), but together with the above we think that the simplest explanation for Virgo’s data is that there is a signal.

In conclusion: Virgo works. Probably.

Follow-up observations

Adding Virgo to the network greatly improves localization of the source, which is a huge advantage when searching for counterparts. For a binary black hole, as we have here, we don’t expect a counterpart (which would make finding one even more exciting). So far, no counterpart has been reported.

Arcavi et al. (2017) reported an optical search from the Las Cumbres Observatory.
Smith et al. (2019) reported an optical search, targeting strong-lensing galaxy clusters, with Gemini South and the Very Large Telescope.
Adriani et al. (2018) describe their gamma-ray observations with CALET and report upper limits for GW151226, GW170104, GW170608, GW170814 and GW170817.
Doctor et al. (2018) performed a pretty comprehensive optical search with the Dark Energy Camera.
Yang et al. (2019) describes an optical search from DLT40. This paper covers the whole of O2 including GW170104, GW170608, GW170814, GW170817 plus GW170809 and GW170823.
Klingler et al. (2019) describes X-ray follow-up with the Neil Gehrels Swift Observatory. This paper covers all their follow-up from O2, which includes GW170814 and GW170817.
Acero et al. (2020) describes the NOvA search for neutrinos and cosmic rays over a wide range of energies. This paper covers all the events from O1 and O2, plus triggers from O3.
Grado et al. (2020) report the GRAWITA optical search with the VLT Survey Telescope.

Announcement

This is the first observation we’ve announced before being published. The draft made public at time at announcement was accepted, pending fixing up some minor points raised by the referees (who were fantastically quick in reporting back). I guess that binary black holes are now familiar enough that we are on solid ground claiming them. I’d be interested to know if people think that it would be good if we didn’t always wait for the rubber stamp of peer review, or whether they would prefer to for detections to be externally vetted? Sharing papers before publication would mean that we get more chance for feedback from the community, which is would be good, but perhaps the Collaboration should be seen to do things properly?

One reason that the draft paper is being shared early is because of an opportunity to present to the G7 Science Ministers Meeting in Italy. I think any excuse to remind politicians that international collaboration is a good thing™ is worth taking. Although I would have liked the paper to be a little more polished [bonus advice]. The opportunity to present here only popped up recently, which is one reason why things aren’t as perfect as usual.

I also suspect that Virgo were keen to demonstrate that they had detected something prior to any Nobel Prize announcement. There’s a big difference between stories being written about LIGO and Virgo’s discoveries, and having as an afterthought that Virgo also ran in August.

The main reason, however, was to get this paper out before the announcement of GW170817. The identification of GW170817’s counterpart relied on us being able to localize the source. In that case, there wasn’t a clear signal in Virgo (the lack of a signal tells us the source wan’t in a direction wasn’t particularly sensitive to). People agreed that we really need to demonstrate that Virgo can detect gravitational waves in order to be convincing that not seeing a signal is useful information. We needed to demonstrate that Virgo does work so that our case for GW170817 was watertight and bulletproof (it’s important to be prepared).

Perfect advice

Some useful advice I was given when a PhD student was that done is better than perfect. Having something finished is often more valuable than having lots of really polished bits that don’t fit together to make a cohesive whole, and having everything absolutely perfect takes forever. This is useful to remember when writing up a thesis. I think it might apply here too: the Paper Writing Team have done a truly heroic job in getting something this advanced in little over a month. There’s always one more thing to do… [one more bonus note]

One more thing

One point I was hoping that the Paper Writing Team would clarify is our choice of prior probability distribution for the black hole spins. We don’t get a lot of information about the spins from the signal, so our choice of prior has an impact on the results.

The paper says that we assume “no restrictions on the spin orientations”, which doesn’t make much sense, as one of the two waveforms we use to analyse the signal only includes spins aligned with the orbital angular momentum! What the paper meant was that we assume a prior distribution which has an isotopic distribution of spins, and for the aligned spin (no precession) waveform, we assume a prior probability distribution on the aligned components of the spins which matches what you would have for an isotropic distribution of spins (in effect, assuming that we can only measure the aligned components of the spins, which is a good approximation).

GW170104 and me

June 1, 2017February 8, 2020 / CPLB / 6 Comments

On 4 January 2017, Advanced LIGO made a new detection of gravitational waves. The signal, which we call GW170104 [bonus note], came from the coalescence of two black holes, which inspiralled together (making that characteristic chirp) and then merged to form a single black hole.

On 4 January 2017, I was just getting up off the sofa when my phone buzzed. My new year’s resolution was to go for a walk every day, and I wanted to make use of the little available sunlight. However, my phone informed me that PyCBC (one or our search algorithms for signals from coalescing binaries) had identified an interesting event. I sat back down. I was on the rota to analyse interesting signals to infer their properties, and I was pretty sure that people would be eager to see results. They were. I didn’t leave the sofa for the rest of the day, bringing my new year’s resolution to a premature end.

Since 4 January, my time has been dominated by working on GW170104 (you might have noticed a lack of blog posts). Below I’ll share some of my war stories from life on the front line of gravitational-wave astronomy, and then go through some of the science we’ve learnt. (Feel free to skip straight to the science, recounting the story was more therapy for me).

Time–frequency plots for GW170104 as measured by Hanford (top) and Livingston (bottom). The signal is clearly visible as the upward sweeping chirp. The loudest frequency is something between E₃ and G♯₃ on a piano, and it tails off somewhere between D♯₄/E♭₄ and F♯4/G♭4. Part of Fig. 1 of the GW170104 Discovery Paper.

The story

In the second observing run, the Parameter Estimation group have divided up responsibility for analysing signals into two week shifts. For each rota shift, there is an expert and a rookie. I had assumed that the first slot of 2017 would be a quiet time. The detectors were offline over the holidays, due back online on 4 January, but the instrumentalists would probably find some extra tinkering they’d want to do, so it’d probably slip a day, and then the weather would be bad, so we’d probably not collect much data anyway… I was wrong. Very wrong. The detectors came back online on time, and there was a beautifully clean detection on day one.

My partner for the rota was Aaron Zimmerman. 4 January was his first day running parameter estimation on live signals. I think I would’ve run and hidden underneath my duvet in his case (I almost did anyway, and I lived through the madness of our first detection GW150914), but he rose to the occasion. We had first results after just a few hours, and managed to send out a preliminary sky localization to our astronomer partners on 6 January. I think this was especially impressive as there were some difficulties with the initial calibration of the data. This isn’t a problem for the detection pipelines, but does impact the parameters which we infer, particularly the sky location. The Calibration group worked quickly, and produced two updates to the calibration. We therefore had three different sets of results (one per calibration) by 6 January [bonus note]!

Producing the final results for the paper was slightly more relaxed. Aaron and I conscripted volunteers to help run all the various permutations of the analysis we wanted to double-check our results [bonus note].

Estimated waveforms from different models for GW170104

Recovered gravitational waveforms from analysis of GW170104. The broader orange band shows our estimate for the waveform without assuming a particular source (wavelet). The narrow blue bands show results if we assume it is a binary black hole (BBH) as predicted by general relativity. The two match nicely, showing no evidence for any extra features not included in the binary black hole models. Figure 4 of the GW170104 Discovery Paper.

I started working on GW170104 through my parameter estimation duties, and continued with paper writing.

Ahead of the second observing run, we decided to assemble a team to rapidly write up any interesting binary detections, and I was recruited for this (I think partially because I’m not too bad at writing and partially because I was in the office next to John Veitch, one of the chairs of the Compact Binary Coalescence group,so he can come and check that I wasn’t just goofing off eating doughnuts). We soon decided that we should write a paper about GW170104, and you can decide whether or not we succeeded in doing this rapidly…

Being on the paper writing team has given me huge respect for the teams who led the GW150914 and GW151226 papers. It is undoubtedly one of the most difficult things I’ve ever done. It is extremely hard to absorb negative remarks about your work continuously for months [bonus note]—of course people don’t normally send comments about things that they like, but that doesn’t cheer you up when you’re staring at an inbox full of problems that need fixing. Getting a collaboration of 1000 people to agree on a paper is like herding cats while being a small duckling.

On of the first challenges for the paper writing team was deciding what was interesting about GW170104. It was another binary black hole coalescence—aren’t people getting bored of them by now? The signal was quieter than GW150914, so it wasn’t as remarkable. However, its properties were broadly similar. It was suggested that perhaps we should title the paper “GW170104: The most boring gravitational-wave detection”.

One potentially interesting aspect was that GW170104 probably comes from greater distance than GW150914 or GW151226 (but perhaps not LVT151012) [bonus note]. This might make it a good candidate for testing for dispersion of gravitational waves.

Dispersion occurs when different frequencies of gravitational waves travel at different speeds. A similar thing happens for light when travelling through some materials, which leads to prisms splitting light into a spectrum (and hence the creation of Pink Floyd album covers). Gravitational waves don’t suffered dispersion in general relativity, but do in some modified theories of gravity.

It should be easier to spot dispersion in signals which have travelled a greater distance, as the different frequencies have had more time to separate out. Hence, GW170104 looks pretty exciting. However, being further away also makes the signal quieter, and so there is more uncertainty in measurements and it is more difficult to tell if there is any dispersion. Dispersion is also easier to spot if you have a larger spread of frequencies, as then there can be more spreading between the highest and lowest frequencies. When you throw distance, loudness and frequency range into the mix, GW170104 doesn’t always come out on top, depending upon the particular model for dispersion: sometimes GW150914’s loudness wins, other times GW151226’s broader frequency range wins. GW170104 isn’t too special here either.

Even though GW170104 didn’t look too exciting, we started work on a paper, thinking that we would just have a short letter describing our observations. The Compact Binary Coalescence group decided that we only wanted a single paper, and we wouldn’t bother with companion papers as we did for GW150914. As we started work, and dug further into our results, we realised that actually there was rather a lot that we could say.

I guess the moral of the story is that even though you might be overshadowed by the achievements of your siblings, it doesn’t mean that you’re not awesome. There might not be one outstanding feature of GW170104, but there are lots of little things that make it interesting. We are still at the beginning of understanding the properties of binary black holes, and each new detection adds a little more to our picture.

I think GW170104 is rather neat, and I hope you do too.

As we delved into the details of our results, we realised there was actually a lot of things that we could say about GW170104, especially when considered with our previous observations. We ended up having to move some of the technical details and results to Supplemental Material. With hindsight, perhaps it would have been better to have a companion paper or two. However, I rather like how packed with science this paper is.

The paper, which Physical Review Letters have kindly accommodated, despite its length, might not be as polished a classic as the GW150914 Discovery Paper, but I think they are trying to do different things. I rarely ever refer to the GW150914 Discovery Paper for results (more commonly I use it for references), whereas I think I’ll open up the GW170104 Discovery Paper frequently to look up numbers.

Although perhaps not right away, I’d quite like some time off first. The weather’s much better now, perfect for walking…

Success! The view across Lac d’Annecy. Taken on a stroll after the Gravitational Wave Physics and Astronomy Workshop, the weekend following the publication of the paper.

The science

Advanced LIGO’s first observing run was hugely successful. Running from 12 September 2015 until 19 January 2016, there were two clear gravitational-wave detections, GW1501914 and GW151226, as well as a less certain candidate signal LVT151012. All three (assuming that they are astrophysical signals) correspond to the coalescence of binary black holes.

The second observing run started 30 November 2016. Following the first observing run’s detections, we expected more binary black hole detections. On 4 January, after we had collected almost 6 days’ worth of coincident data from the two LIGO instruments [bonus note], there was a detection.

The searches

The signal was first spotted by an online analysis. Our offline analysis of the data (using refined calibration and extra information about data quality) showed that the signal, GW170104, is highly significant. For both GstLAL and PyCBC, search algorithms which use templates to search for binary signals, the false alarm rate is estimated to be about 1 per 70,000 years.

The signal is also found in unmodelled (burst) searches, which look for generic, short gravitational wave signals. Since these are looking for more general signals than just binary coalescences, the significance associated with GW170104 isn’t as great, and coherent WaveBurst estimates a false alarm rate of 1 per 20,000 years. This is still pretty good! Reconstructions of the waveform from unmodelled analyses also match the form expected for binary black hole signals.

The search false alarm rates are the rate at which you’d expect something this signal-like (or more signal-like) due to random chance, if you data only contained noise and no signals. Using our knowledge of the search pipelines, and folding in some assumptions about the properties of binary black holes, we can calculate a probability that GW170104 is a real astrophysical signal. This comes out to be greater than $1 - (3\times10^5) = 0.99997$ .

The source

As for the previous gravitational wave detections, GW170104 comes from a binary black hole coalescence. The initial black holes were $31.2^{+8.4}_{-6.0} M_\odot$ and $19.4^{+5.3}_{-5.9} M_\odot$ (where $1 M_\odot$ is the mass of our Sun), and the final black hole was $48.7^{+5.7}_{-4.6} M_\odot$ . The quoted values are the median values and the error bars denote the central 90% probable range. The plot below shows the probability distribution for the masses; GW170104 neatly nestles in amongst the other events.

Estimated masses for the two black holes in the binary $m_1 \geq m_2$ . The two-dimensional shows the probability distribution for GW170104 as well as 50% and 90% contours for all events. The one-dimensional plot shows results using different waveform models. The dotted lines mark the edge of our 90% probability intervals. Figure 2 of the GW170104 Discovery Paper.

GW150914 was the first time that we had observed stellar-mass black holes with masses greater than around $25 M_\odot$ . GW170104 has similar masses, showing that our first detection was not a fluke, but there really is a population of black holes with masses stretching up into this range.

Black holes have two important properties: mass and spin. We have good measurements on the masses of the two initial black holes, but not the spins. The sensitivity of the form of the gravitational wave to spins can be described by two effective spin parameters, which are mass-weighted combinations of the individual spins.

The effective inspiral spin parameter $\chi_\mathrm{eff}$ qualifies the impact of the spins on the rate of inspiral, and where the binary plunges together to merge. It ranges from +1, meaning both black holes are spinning as fast as possible and rotate in the same direction as the orbital motion, to −1, both black holes spinning as fast as possible but in the opposite direction to the way that the binary is orbiting. A value of 0 for $\chi_\mathrm{eff}$ could mean that the black holes are not spinning, that their rotation axes are in the orbital plane (instead of aligned with the orbital angular momentum), or that one black hole is aligned with the orbital motion and the other is antialigned, so that their effects cancel out.
The effective precession spin parameter $\chi_\mathrm{p}$ qualifies the amount of precession, the way that the orbital plane and black hole spins wobble when they are not aligned. It is 0 for no precession, and 1 for maximal precession.

We can place some constraints on $\chi_\mathrm{eff}$ , but can say nothing about $\chi_\mathrm{p}$ . The inferred value of the effective inspiral spin parameter is $-0.12^{+0.21}_{-0.30}$ . Therefore, we disfavour large spins aligned with the orbital angular momentum, but are consistent with small aligned spins, misaligned spins, or spins antialigned with the angular momentum. The value is similar to that for GW150914, which also had a near-zero, but slightly negative $\chi_\mathrm{eff}$ of $-0.06^{+0.14}_{-0.14}$ .

Effective inspiral and precession spin parameters

Estimated effective inspiral spin parameter $\chi_\mathrm{eff}$ and effective precession spin $\chi_\mathrm{p}$ parameter. The two-dimensional shows the probability distribution for GW170104 as well as 50% and 90% contours. The one-dimensional plot shows results using different waveform models, as well as the prior probability distribution. The dotted lines mark the edge of our 90% probability intervals. We learn basically nothing about precession. Part of Figure 3 of the GW170104 Discovery Paper.

Converting the information about $\chi_\mathrm{eff}$ , the lack of information about $\chi_\mathrm{p}$ , and our measurement of the ratio of the two black hole masses, into probability distributions for the component spins gives the plots below [bonus note]. We disfavour (but don’t exclude) spins aligned with the orbital angular momentum, but can’t say much else.

Orientation and magnitudes of the two spins

Estimated orientation and magnitude of the two component spins. The distribution for the more massive black hole is on the left, and for the smaller black hole on the right. The probability is binned into areas which have uniform prior probabilities, so if we had learnt nothing, the plot would be uniform. Part of Figure 3 of the GW170104 Discovery Paper.

One of the comments we had on a draft of the paper was that we weren’t making any definite statements about the spins—we would have if we could, but we can’t for GW170104, at least for the spins of the two inspiralling black holes. We can be more definite about the spin of the final black hole. If two similar mass black holes spiral together, the angular momentum from the orbit is enough to give a spin of around $0.7$ . The spins of the component black holes are less significant, and can make it a bit higher of lower. We infer a final spin of $0.64^{+0.09}_{-0.20}$ ; there is a tail of lower spin values on account of the possibility that the two component black holes could be roughly antialigned with the orbital angular momentum.

Estimated mass $M_\mathrm{f}$ and spin $a_\mathrm{f}$ for the final black hole. The two-dimensional shows the probability distribution for GW170104 as well as 50% and 90% contours. The one-dimensional plot shows results using different waveform models. The dotted lines mark the edge of our 90% probability intervals. Figure 6 of the GW170104 Supplemental Material (Figure 11 of the arXiv version).

If you’re interested in parameter describing GW170104, make sure to check out the big table in the Supplemental Material. I am a fan of tables [bonus note].

Merger rates

Adding the first 11 days of coincident data from the second observing run (including the detection of GW170104) to the results from the first observing run, we find merger rates consistent with those from the first observing run.

To calculate the merger rates, we need to assume a distribution of black hole masses, and we use two simple models. One uses a power law distribution for the primary (larger) black hole and a uniform distribution for the mass ratio; the other uses a distribution uniform in the logarithm of the masses (both primary and secondary). The true distribution should lie somewhere between the two. The power law rate density has been updated from $31^{+42}_{-21}~\mathrm{Gpc^{-3}\,yr^{-1}}$ to $32^{+33}_{-20}~\mathrm{Gpc^{-3}\,yr^{-1}}$ , and the uniform in log rate density goes from $97^{+135}_{-67}~\mathrm{Gpc^{-3}\,yr^{-1}}$ to $103^{+110}_{-63}~\mathrm{Gpc^{-3}\,yr^{-1}}$ . The median values stay about the same, but the additional data have shrunk the uncertainties a little.

Astrophysics

The discoveries from the first observing run showed that binary black holes exist and merge. The question is now how exactly they form? There are several suggested channels, and it could be there is actually a mixture of different formation mechanisms in action. It will probably require a large number of detections before we can make confident statements about the the probable formation mechanisms; GW170104 is another step towards that goal.

There are two main predicted channels of binary formation:

Isolated binary evolution, where a binary star system lives its life together with both stars collapsing to black holes at the end. To get the black holes close enough to merge, it is usually assumed that the stars go through a common envelope phase, where one star puffs up so that the gravity of its companion can steal enough material that they lie in a shared envelope. The drag from orbiting inside this then shrinks the orbit.
Dynamical evolution where black holes form in dense clusters and a binary is created by dynamical interactions between black holes (or stars) which get close enough to each other.

It’s a little artificial to separate the two, as there’s not really such a thing as an isolated binary: most stars form in clusters, even if they’re not particularly large. There are a variety of different modifications to the two main channels, such as having a third companion which drives the inner binary to merge, embedding the binary is a dense disc (as found in galactic centres), or dynamically assembling primordial black holes (formed by density perturbations in the early universe) instead of black holes formed through stellar collapse.

All the channels can predict black holes around the masses of GW170104 (which is not surprising given that they are similar to the masses of GW150914).

The updated rates are broadly consistent with most channels too. The tightening of the uncertainty of the rates means that the lower bound is now a little higher. This means some of the channels are now in tension with the inferred rates. Some of the more exotic channels—requiring a third companion (Silsbee & Tremain 2017; Antonini, Toonen & Hamers 2017) or embedded in a dense disc (Bartos et al. 2016; Stone, Metzger & Haiman 2016; Antonini & Rasio 2016)—can’t explain the full rate, but I don’t think it was ever expected that they could, they are bonus formation mechanisms. However, some of the dynamical models are also now looking like they could predict a rate that is a bit low (Rodriguez et al. 2016; Mapelli 2016; Askar et al. 2017; Park et al. 2017). Assuming that this result holds, I think this may mean that some of the model parameters need tweaking (there are more optimistic predictions for the merger rates from clusters which are still perfectly consistent), that this channel doesn’t contribute all the merging binaries, or both.

The spins might help us understand formation mechanisms. Traditionally, it has been assumed that isolated binary evolution gives spins aligned with the orbital angular momentum. The progenitor stars were probably more or less aligned with the orbital angular momentum, and tides, mass transfer and drag from the common envelope would serve to realign spins if they became misaligned. Rodriguez et al. (2016) gives a great discussion of this. Dynamically formed binaries have no correlation between spin directions, and so we would expect an isotropic distribution of spins. Hence it sounds quite simple: misaligned spins indicates dynamical formation (although we can’t tell if the black holes are primordial or stellar), and aligned spins indicates isolated binary evolution. The difficulty is the traditional assumption for isolated binary evolution potentially ignores a number of effects which could be important. When a star collapses down to a black hole, there may be a supernova explosion. There is an explosion of matter and neutrinos and these can give the black hole a kick. The kick could change the orbital plane, and so misalign the spin. Even if the kick is not that big, if it is off-centre, it could torque the black hole, causing it to rotate and so misalign the spin that way. There is some evidence that this can happen with neutron stars, as one of the pulsars in the double pulsar system shows signs of this. There could also be some instability that changes the angular momentum during the collapse of the star, possibly with different layers rotating in different ways [bonus note]. The spin of the black hole would then depend on how many layers get swallowed. This is an area of research that needs to be investigated further, and I hope the prospect of gravitational wave measurements spurs this on.

For GW170104, we know the spins are not large and aligned with the orbital angular momentum. This might argue against one variation of isolated binary evolution, chemically homogeneous evolution, where the progenitor stars are tidally locked (and so rotate aligned with the orbital angular momentum and each other). Since the stars are rapidly spinning and aligned, you would expect the final black holes to be too, if the stars completely collapse down as is usually assumed. If the stars don’t completely collapse down though, it might still be possible that GW170104 fits with this model. Aside from this, GW170104 is consistent with all the other channels.

Estimated effective inspiral spin parameter $\chi_\mathrm{eff}$ for all events. To indicate how much (or little) we’ve learnt, the prior probability distribution for GW170104 is shown (the other priors are similar).All of the events have $|\chi_\mathrm{eff}| < 0.35$ at 90% probability. Figure 5 of the GW170104 Supplemental Material (Figure 10 of the arXiv version). This is one of my favourite plots [bonus note].

If we start looking at the population of events, we do start to notice something about the spins. All of the inferred values of $\chi_\mathrm{eff}$ are close to zero. Only GW151226 is inconsistent with zero. These values could be explained if spins are typically misaligned (with the orbital angular momentum or each other) or if the spins are typically small (or both). We know that black holes spins can be large from observations of X-ray binaries, so it would be odd if they are small for binary black holes. Therefore, we have a tentative hint that spins are misaligned. We can’t say why the spins are misaligned, but it is intriguing. With more observations, we’ll be able to confirm if it is the case that spins are typically misaligned, and be able to start pinning down the distribution of spin magnitudes and orientations (as well as the mass distribution). It will probably take a while to be able to say anything definite though, as we’ll probably need about 100 detections.

Tests of general relativity

As well as giving us an insight into the properties of black holes, gravitational waves are the perfect tools for testing general relativity. If there are any corrections to general relativity, you’d expect them to be most noticeable under the most extreme conditions, where gravity is strong and spacetime is rapidly changing, exactly as in a binary black hole coalescence.

For GW170104 we repeated tests previously performed. Again, we found no evidence of deviations.

We added extra terms to to the waveform and constrained their potential magnitudes. The results are pretty much identical to at the end of the first observing run (consistent with zero and hence general relativity). GW170104 doesn’t add much extra information, as GW150914 typically gives the best constraints on terms that modify the post-inspiral part of the waveform (as it is louder), while GW151226 gives the best constraint on the terms which modify the inspiral (as it has the longest inspiral).

We also chopped the waveform at a frequency around that of the innermost stable orbit of the remnant black hole, which is about where the transition from inspiral to merger and ringdown occurs, to check if the low frequency and high frequency portions of the waveform give consistent estimates for the final mass and spin. They do.

We have also done something slightly new, and tested for dispersion of gravitational waves. We did something similar for GW150914 by putting a limit on the mass of the graviton. Giving the graviton mass is one way of adding dispersion, but we consider other possible forms too. In all cases, results are consistent with there being no dispersion. While we haven’t discovered anything new, we can update our gravitational wave constraint on the graviton mass of less than $7.7 \times 10^{-23}~\mathrm{eV}/c^2$ .

The search for counterparts

We don’t discuss observations made by our astronomer partners in the paper (they are not our results). A number (28 at the time of submission) of observations were made, and I expect that there will be a series of papers detailing these coming soon. So far papers have appeared from:

AGILE—hard X-ray and gamma-ray follow-up. They didn’t find any gamma-ray signals, but did identify a weak potential X-ray signal occurring about 0.46 s before GW170104. It’s a little odd to have a signal this long before the merger. The team calculate a probability for such a coincident to happen by chance, and find quite a small probability, so it might be interesting to follow this up more (see the INTEGRAL results below), but it’s probably just a coincidence (especially considering how many people did follow-up the event).
ANTARES—a search for high-energy muon neutrinos. No counterparts are identified in a ±500 s window around GW170104, or over a ±3 month period.
AstroSat-CZTI and GROWTH—a collaboration of observations across a range of wavelengths. They don’t find any hard X-ray counterparts. They do follow up on a bright optical transient ATLASaeu, suggested as a counterpart to GW170104, and conclude that this is a likely counterpart of long, soft gamma-ray burst GRB 170105A.
ATLAS and Pan-STARRS—optical follow-up. They identified a bright optical transient 23 hours after GW170104, ATLAS17aeu. This could be a counterpart to GRB 170105A. It seems unlikely that there is any mechanism that could allow for a day’s delay between the gravitational wave emission and an electromagnetic signal. However, the team calculate a small probability (few percent) of finding such a coincidence in sky position and time, so perhaps it is worth pondering. I wouldn’t put any money on it without a distance estimate for the source: assuming it’s a normal afterglow to a gamma-ray burst, you’d expect it to be further away than GW170104’s source.
Borexino—a search for low-energy neutrinos. This paper also discusses GW150914 and GW151226. In all cases, the observed rate of neutrinos is consistent with the expected background.
CALET—a gamma-ray search. This paper includes upper limits for GW151226, GW170104, GW170608, GW170814 and GW170817.
DLT40—an optical search designed for supernovae. This paper covers the whole of O2 including GW170608, GW170814, GW170817 plus GW170809 and GW170823.
Fermi (GBM and LAT)—gamma-ray follow-up. They covered an impressive fraction of the sky localization, but didn’t find anything.
INTEGRAL—gamma-ray and hard X-ray observations. No significant emission is found, which makes the event reported by AGILE unlikely to be a counterpart to GW170104, although they cannot completely rule it out.
The intermediate Palomar Transient Factory—an optical survey. While searching, they discovered iPTF17cw, a broad-line type Ic supernova which is unrelated to GW170104 but interesting as it an unusual find.
Mini-GWAC—a optical survey (the precursor to GWAC). This paper covers the whole of their O2 follow-up including GW170608.
NOvA—a search for neutrinos and cosmic rays over a wide range of energies. This paper covers all the events from O1 and O2, plus triggers from O3.
The Owens Valley Radio Observatory Long Wavelength Array—a search for prompt radio emission.
TOROS—optical follow-up. They identified no counterparts to GW170104 (although they did for GW170817).

If you are interested in what has been reported so far (no compelling counterpart candidates yet to my knowledge), there is an archive of GCN Circulars sent about GW170104.